Investors reportedly complained about securities broker William Jeffrey Carlton (also known as Jeff Carlton) [CRD: 1132967, McLean, Virginia], according to disclosures on FINRA BrokerCheck. Evidently, Carlton worked for UBS Financial Services Inc. from September 21, 2007, to January 12, 2024, before joining Aegis Capital Corp. on December 21, 2023, where he is currently registered in […]

Investors might have sustained losses through securities broker William David Carlton (also known as Bill Carlton) [CRD: 1215541, Bellevue, Washington], according to disclosures on FINRA BrokerCheck. Evidently, Carlton worked for Cetera Advisors LLC from September 8, 2022, to January 17, 2024, and for First Allied Securities Inc. from December 9, 2008, to September 8, 2022. […]