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October 13, 2026
William Pugh, Columbia Capital Securities Broker, Suspended Over Private Securities Transactions

FINRA sanctioned William Nicholas Pugh (CRD: 4855771), a former securities broker in Los Angeles, California. Pugh worked for Columbia Capital Securities Inc. from August 30, 2021, to September 15, 2024. His Financial Industry Regulatory Authority (FINRA) BrokerCheck record shows that the regulatory action against him concerned private securities transactions. Here is a closer look at […]

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