Farmers Financial Solutions Broker Kirk Bertsch Faces Investor Dispute, FINRA Sanctions For Woodbridge Transactions The Financial industry Regulatory Authority (“FINRA”) reveals that an investor disputed the sales practices of securities broker Kirk James Bertsch (CRD#: 4132889, Spearfish, South Dakota). The securities broker worked for Farmers Financial Solutions as a securities broker from 2008 to 2018, […]

American Portfolios' Gary Forrest Sold Woodbridge Securities, According To FINRA Soreide Law Group is reviewing potential investor disputes regarding alleged sales practice violations by broker Gary Arthur Forrest (CRD#: 1313782, Flint, Michigan). Apparently, two of Forrest’s clients at American Portfolios Financial Services brought claims regarding his sales practices. These disputes suggest that Forrest made deceptive […]

Soreide Law Group obtained the following information from FINRA’s website located under, “Disciplinary and Other FINRA Actions, April 2020.” Jeffrey Scott Nimmow (CRD #2693601, Merrimac, Wisconsin) According to FINRA, an Acceptance, Waiver, and Consent (AWC) was issued in which Jeffrey Scott Nimmow was barred from association with any FINRA member in all capacities. Without admitting […]