Soreide Law Group is investigating possible investor claims against securities broker Robert Foley (also known as Robert Patrick Foley) [CRD: 6060234, Red Bank, NJ]. Evidently, FINRA sanctioned the securities broker, who worked for Wynston Hill Capital LLC. Allegedly, Foley failed to supervise registered representatives. Here is a brief summary of FINRA’s allegations against Foley. FINRA […]

Investor Dispute, FINRA Sanctions Reported On Record Of Christopher Nelson The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Christopher Joseph Nelson (CRD#: 6674139, Brandon, South Dakota). Evidently, Nelson worked as a securities broker or financial advisor for Wynston Hill Capital from 2018 to 2019. Here is a brief summary […]

Wynston Hill Investor Takes Issue With Robert Calamunci's Sales Practices Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that a Wynston Hill Capital LLC client took aim at the sales practices of securities broker Robert Joseph Calamunci Sr. (CRD#: 1618899, Bronx, New York). In addition, FINRA and the National Association of Securities Dealers (NASD) both sanctioned […]