Marilyn T. Myers, CRD No. 1620382, has been fined $20,000 and suspended for two years by FINRA.
According to FINRA's investigation, from September 2009 through February 2011, Marylin T. Myers participated in private securities transactions without notifying her firm, or obtaining the written approval from her firm. Myers invested in a privately-held company known as On The Edge Marketing LLC, and purchased $16,000 worth of notes issued by On the Edge. Myers recommended On the Edge to five investors who were not customers of her firm, and helped with their purchase of On the Edge notes.
According to FINRA, On The Edge has not paid the principal and interest owed to the investors. The investors, together with Marylin T. Myers' investment, had invested more than $1,000,000 in On the Edge notes during that time.
Marylin T. Myers was previously registered with the following FINRA firm(s) according to FINRA's BrokerCheck:
ALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272) - BROWNSVILLE, TX
08/2004 - 05/2012
INVESTMENT PROFESSIONALS, INC. (CRD# 30184) - SAN ANTONIO, TX
04/2003 - 04/2004
METLIFE SECURITIES INC. (CRD# 14251) - NEW YORK, NY
03/2002 - 04/2003
METROPOLITAN LIFE INSURANCE COMPANY (CRD# 4095) - NEW YORK, NY
03/2002 - 04/2003
Soreide Law Group represents clients nationwide. Call to speak with an attorney for a free consultation on how to potentially recover your private placement financial losses: 888-760-6552
Investors potentially experienced sales practice violations by securities broker Hector Crespo Jr. (also known as Harrison Crespo Jr.) [CRD: 3015246, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Crespo has worked for Aegis Capital Corp. in Melville, New York, since June 21, 2011, as a securities broker and since June […]
Soreide Law Group is investigating potential investor claims involving J.P. Morgan Securities LLC (JPMS) after FINRA sanctioned the firm over supervisory failures involving a high-risk, leveraged investment strategy. Investors who suffered losses through this strategy may have legal options and should read below for details about FINRA's action against J.P. Morgan Securities. What Was The […]
Investors potentially incurred losses because of securities broker Christina Leanne Benton (also known as Christina Leann Benton and Chrissy Benton) [CRD: 7141536, Grass Valley, California], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benton worked for Wells Fargo Clearing Services LLC from August 2019 to April 2021. She has been associated […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com