Marilyn T. Myers, CRD No. 1620382, has been fined $20,000 and suspended for two years by FINRA.
According to FINRA's investigation, from September 2009 through February 2011, Marylin T. Myers participated in private securities transactions without notifying her firm, or obtaining the written approval from her firm. Myers invested in a privately-held company known as On The Edge Marketing LLC, and purchased $16,000 worth of notes issued by On the Edge. Myers recommended On the Edge to five investors who were not customers of her firm, and helped with their purchase of On the Edge notes.
According to FINRA, On The Edge has not paid the principal and interest owed to the investors. The investors, together with Marylin T. Myers' investment, had invested more than $1,000,000 in On the Edge notes during that time.
Marylin T. Myers was previously registered with the following FINRA firm(s) according to FINRA's BrokerCheck:
ALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272) - BROWNSVILLE, TX
08/2004 - 05/2012
INVESTMENT PROFESSIONALS, INC. (CRD# 30184) - SAN ANTONIO, TX
04/2003 - 04/2004
METLIFE SECURITIES INC. (CRD# 14251) - NEW YORK, NY
03/2002 - 04/2003
METROPOLITAN LIFE INSURANCE COMPANY (CRD# 4095) - NEW YORK, NY
03/2002 - 04/2003
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