Sam Marshall Stull (CRD #5268858, Grapevine, Texas)
was barred by FINRA for allegedly forging the signatures of clients on member firm documents including beneficiary information sheets, investment switch letters and account profile confirmations.
FINRA's findings stated that Stull failed to provide FINRA-requested documents and information related to an investigation into the forgery.
(FINRA Case #2014042589601)
Sam Stull is not currently licensed to act as a broker or as an investment advisor.
Sam Marshall Stull was previously registered with the following firms:
09/2014 - 10/2014 TD AMERITRADE, INC. (CRD# 7870) - FORT WORTH, TX
08/2013 - 08/2014 J.P. MORGAN SECURITIES LLC (CRD# 79) - BOYNTON BEACH, FL
09/2010 - 07/2013 TD AMERITRADE, INC. (CRD# 7870) - FT. LAUDERDALE, FL
11/2007 - 08/2010 FIDELITY BROKERAGE SERVICES LLC (CRD# 7784) - WESTLAKE, TX
02/2007 - 06/2007 M & W FINANCIAL INC. (CRD# 131743) - SOUTHLAKE, TX
This ends the info from FINRA's disciplinary report May 2015.
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