Investors might have sustained losses due to securities broker Thomas Frederick Daniels [CRD: 4161304, Lake Oswego, Oregon], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Daniels worked for Commonwealth Financial Network from November 18, 2005 to July 31, 2023, and Steward Partners Investment Solutions LLC from July 31, 2023, to March 7, 2025. Keep reading to learn more about Daniels’ disclosures.
Particularly, a client of Steward Partners Investment Solutions LLC contested Daniels’ sales practices, according to a complaint dated June 10, 2025. Allegedly, Daniels caused the client to suffer poor account performance. It appears that Daniels allegedly caused the client to sustain damages. For this reason, the client sought compensation from Steward Partners Investment Solutions LLC or Daniels.
Evidently, Steward Partners Investment Solutions LLC disaffiliated with Daniels on February 21, 2025. Allegedly, Daniels engaged in unauthorized trading in over-the-counter equities and stocks.
Do you have concerns or questions regarding investments you made with Thomas Daniels? If so, contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group is known for recovering losses for investors throughout the United States. The firm also takes cases by a contingency fee arrangement and advances all costs. Daniels and brokerage firms Daniels worked for deny accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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