FINRA Bans Broker Tim Melvin

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving Timothy John Melvin (also known as Tim Melvin) (CRD: 2967309, Springboro, Ohio). Melvin was previously registered as both a financial advisor and a broker. Evidently, he was affiliated with Horace Mann Investors, Inc. from February 6, 1998, to March 2, 2020. Notably, Melvin faced sanctions from FINRA on January 11, 2021, for failing to respond to an information request. Also, Horace Mann Investors disassociated with Melvin on March 2, 2020, for supposedly misrepresenting client information.

FINRA Sanctioned Melvin For Failing To Respond To Information Request

Notably, on January 11, 2021, FINRA issued Case: 2020065766801 sanctioning Tim Melvin. Notably, Melvin was permanently barred from associating with any FINRA member in all capacities. According to FINRA, Melvin failed to respond to a request for information. The regulatory action originated on October 7, 2020.

Tim Melvin Discharged For Misrepresenting Client Information

Also, Horace Mann Investors, Inc. stopped working with Melvin on March 2, 2020. Allegedly, Melvin contacted another firm on multiple occasions, misrepresenting himself as a client of that firm, in an attempt to obtain information about the actual client's annuity account(s).

Did You Experience Losses Because Of Melvin?

If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Tim Melvin and Horace Mann Investors, Inc. deny accusations of sales practice violations.