Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving Timothy John Melvin (also known as Tim Melvin) (CRD: 2967309, Springboro, Ohio). Melvin was previously registered as both a financial advisor and a broker. Evidently, he was affiliated with Horace Mann Investors, Inc. from February 6, 1998, to March 2, 2020. Notably, Melvin faced sanctions from FINRA on January 11, 2021, for failing to respond to an information request. Also, Horace Mann Investors disassociated with Melvin on March 2, 2020, for supposedly misrepresenting client information.
Notably, on January 11, 2021, FINRA issued Case: 2020065766801 sanctioning Tim Melvin. Notably, Melvin was permanently barred from associating with any FINRA member in all capacities. According to FINRA, Melvin failed to respond to a request for information. The regulatory action originated on October 7, 2020.
Also, Horace Mann Investors, Inc. stopped working with Melvin on March 2, 2020. Allegedly, Melvin contacted another firm on multiple occasions, misrepresenting himself as a client of that firm, in an attempt to obtain information about the actual client's annuity account(s).
If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Tim Melvin and Horace Mann Investors, Inc. deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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