March 13, 2024

Timothy Campbell Terminated, Involved In MML Client Dispute

business man holding his head with text asking questions about stock broker misconduct

Investors potentially experienced investment losses through securities broker Timothy Brian Campbell (also known as Tim Campbell) [CRD: 3046265, Corinth, Mississippi], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Campbell worked for MML Investors Services LLC from September 4, 2015, to August 11, 2023. He currently works for Newbridge Securities Corporation and Newbridge Financial Services Group Inc. in Corinth, Mississippi. Read on to learn more about Campbell's disclosures.

MML Investors Services LLC Disaffiliated With Campbell For Allegations

Particularly, on July 27, 2023, MML Investors Services LLC terminated Campbell’s registration. Specifically, MML Investors Services LLC reportedly terminated Campbell following a receipt of a client complaint and for the use of inaccurate sales literature.

Timothy Campbell Disclosed Allegations By MML Investors Services LLC Client

Notably, a client of MML Investors Services LLC contested Timothy Campbell's sales practices, according to a complaint. Allegedly, the broker potentially forged the client’s signature. It appears that Campbell caused the client to sustain damages on insurance and mutual funds. Therefore, MML Investors Services LLC opted to settle the matter on January 25, 2024, by compensating the client in the amount of $27,223.96.

Northwestern Mutual Investment Services LLC Terminated Timothy Campbell As Securities Broker

Particularly, on September 8, 2015, former employer, Northwestern Mutual Investment Services LLC, disaffiliated with Campbell. Specifically, Northwestern Mutual Investment Services LLC alleged that Campbell was permitted to resign while under internal review regarding signature discrepancies on client forms for insurance products. Also, the firm took issue with his activities involving the replacement of insurance products.

Did You Sustain Losses Because Of Campbell?

Did you experience damages because of securities broker / financial advisor Timothy Campbell? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Campbell and brokerage firms he worked for deny accusations of sales practice violations.

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