Investors apparently complained about securities broker Travis Price Alexander [CRD: 5504338, Long Beach, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Alexander worked for Raymond James Financial Services Inc. from February 12, 2016, to August 2, 2024. Read below to find out more about the disclosures involving Alexander.
Notably, on November 7, 2024, a Raymond James Financial Services Inc. client filed Civil Action No. 24LBCV02342 about Travis Alexander. Mainly, the client alleged that Alexander made misrepresentations concerning real estate investments. For this reason, the client requested $282,537.50 in compensation from Raymond James Financial Services Inc. or Alexander. Evidently, this civil suit is pending a resolution.
Also, a client of Raymond James Financial Services Inc. disputed Travis Alexander’s sales practices by filing Civil Action No. 24LBCV02340 on November 7, 2024. Allegedly, Alexander made misrepresentations. It appears that Alexander caused the client to sustain damages connected to direct investments. Therefore, the client seeks compensation from Raymond James Financial Services Inc. or Alexander totaling $282,434.75 in this ongoing matter.
Evidently, on October 1, 2015, an Ameriprise Financial Services Inc. client filed a complaint about Travis Alexander. Primarily, the client alleged that Alexander engaged in unauthorized trading. Consequently, the investor allegedly incurred damages linked to variable annuities. As a result, the client requested $12,472.87 in compensation from Ameriprise Financial Services Inc. or Alexander. However, the firm denied this complaint.
Did you experience losses because of Travis Alexander? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for clients throughout the country. The firm also works through a contingency fee arrangement and advances all costs. Alexander and brokerage firms Alexander worked for deny all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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