TRAVIS J LIPPMANN (TRAVIS JUSTIN LIPPMANN) CRD#: 5908823, currently of JOSEPH STONE CAPITAL L.L.C. of New York, NY., according to FINRA’s BrokerCheck which is available to the public on FINRA’s website, has 3 disclosures on his FINRA CRD report. All three of the disclosures are “Customer Disputes.” The customer dispute filed in 2017 was denied. There was another customer dispute filed in August of 2019 that was withdrawn. A customer dispute was settled in January of 2020, following these allegations, “CLAIMANT ALLEGES BREACH OF FIDUCIARY DUTY, UNSUITABLE INVESTMENTS, MISREPRESENTATION, AND NEGLIGENCE.” This dispute settled for $90,000.00. Lippmann responded to the allegations on the CRD report.
TRAVIS J LIPPMANN has been in the securities industry for 10 years and has been listed with 8 firms. Before he joined Joseph Stone Capital in April of 2019, he was previously listed with Newbridge Securities in New York, from September of 2016 until April of 2017, and also Maxim Group, and Dawson James Securities. Earlier in Lippman’s career, he was employed by two firms that have since been expelled by FINRA, Global Arena Capital Corp., and John Carris Investments.
TRAVIS J LIPPMANN is currently registered with:
JOSEPH STONE CAPITAL L.L.C.
42 BROADWAY 3RD FLOOR, SUITE 301
NEW YORK, NY 10004
Joseph Stone Capital, LLC is registered with the Securities and Exchange Commission (SEC) as a broker/dealer. Joseph Stone Capital corporate office is located in 200 Old Country Rd, Ste 610, Mineola, New York.
If you’ve experienced losses due to the actions or recommendations of TRAVIS J LIPPMANN currently with Joseph Stone Capital of New York, New York, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group works on a contingency fee basis and represents our clients nationwide before FINRA.
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