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March 5, 2012

Two Naples, FL, Reps Barred by FINRA

business man holding his head with text asking questions about stock broker misconduct

The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, February 2012.”

Paul Cragg Larsen (CRD #1066833, Registered Representative, Naples, Florida) and

Quentin Marius Silic (CRD #4222363, Registered Representative, Naples, Florida)

submitted a Letter of Acceptance, Waiver and Consent in which they were each barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Larsen and Silic consented to the described sanctions and to the entry of findings that they failed to respond to FINRA requests for information and documentation regarding possible undisclosed outside business activities and/or private securities transactions.

These findings stated that through counsel, Larsen and Silic advised FINRA that they would not provide the requested information and documentation.

(FINRA Case #2010024179001)

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