Soreide Law Group is currently investigating, on behalf of our clients, NEXT FINANCIAL GROUP, INC. based in Houston, TX, and their former registered representative in Frisco, TX, TYE CALVIN WILLIAMS CRD#: 1271046.
FINRA has barred Tye Williams from acting as a broker or otherwise associating with firms that sell securities to the public.
In September of 2016, FINRA reported that Tye Williams allegedly failed to produce documents and information after being repeatedly requested to do by FINRA. FINRA’s findings stated that the documents and information requested by FINRA are related to an investigation regarding a client complaint alleging that Williams converted over $1,000,000 from clients' accounts, made unsuitable investment recommendations, and engaged in unauthorized transactions and mismanaged assets.
According to FINRA’s BrokerCheck, Tye Williams has 3 Disclosures on his report, with two “Pending Customer Disputes” each requesting a damage amount of $1,000,000. Williams had been in the securities industry for 30 years and was listed with 5 firms, the most recent:
11/20/2008 - 08/08/2016 NEXT FINANCIAL GROUP INC. - FRISCO, TX
The firms that brokers are registered with have an obligation to supervise their registered representatives. On their FINRA report, Next Financial has several allegations regarding the supervision of their representatives. If you were a client of former Next Financial of Frisco, TX, broker, Tye Williams, and you experienced losses due to his recommendations, actions or lack of supervision by his firm, Next Financial, call Soreide Law Group for a no-cost consultation by a securities lawyer regarding the possible recovery of you investment losses at: 888-760-6552.
Soreide Law Group operates on a contingency fee basis and we represent our clients nationwide before FINRA. Let our years of experience work for you.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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