Investors have voiced complaints about securities broker Vladislav Michael Romanov (CRD: 2549093, Boston, Massachusetts). Notably, the securities broker, who worked for Wells Fargo Clearing Services LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Wells Fargo Clearing Services LLC clients allege that Romanov caused them to sustain losses. For more on these disclosures about Romanov, see below.
Also, a client of Wells Fargo Clearing Services LLC contested Vladislav Romanov’s sales practices, according to a complaint dated February 24, 2022. Supposedly, Romanov possibly caused the client to sustain losses on foreign equities. Therefore, the client requested compensation from Wells Fargo Clearing Services LLC or Romanov in the amount of $52,000. However, the securities firm denied the complaint.
Also, a client of Wells Fargo Clearing Services LLC contested Vladislav Romanov’s sales practices, according to a complaint. Allegedly, Romanov failed to follow instructions. Supposedly, Romanov possibly caused the client to sustain damages on foreign equities. Therefore, Wells Fargo Clearing Services LLC opted to settle the matter on July 20, 2017, by compensating the client in the amount of $2,294.95.
Have you experienced damages by investing with Vladislav Romanov? If so, you can contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and will advance all costs. Please keep in mind that Romanov and brokerage firms Romanov worked for deny all allegations of sales practice violations.
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