Walter Hall Out As Coastal Equities Broker

Broker Walter Hall Discharged As Securities Broker By Coastal Equities

The Financial Industry Regulatory Authority (FINRA) contains new information in regard to securities broker Walter Scott Hall (CRD#: 3109886, Memphis, Tennessee). It appears that Hall used to work for securities firms NYLife Securities (April 2007 to July 2020) and Coastal Equities (September 2020 to February 2022). Both of those firms disaffiliated with Hall amid allegations of his misconduct. Here’s what his employers had to say in reference to his terminations as securities broker.

Coastal Equities Discharges Walter Hall For Alleged Fictitious Promissory Note

Evidently, in February 2022, Coastal Equities “discharged” Walter Hall as a securities broker. According to Coastal Equities, Hall “admitted that he created a fictitious promissory note." Not only that, but the firm contends that Hall "forged a signature" on the note. Coastal Equities contends that Hall's actions concern someone who did not have accounts with the firm. However, Hall denies the allegations.

NYLife Securities Discharges Hall For Alleged Complaints

Also, NYLife Securities terminated Walter Hall’s employment in June 2020. Evidently, the firm made the decision after reviewing Hall’s business practices. Supposedly, NYLife grew concerned about Hall’s practices in connection with “service-related complaints.”

Did You Sustain Damages By Investing Through Walter Hall?

Did securities broker Walter Hall cause you to experience losses? If so, call Soreide Law Group at (888) 760-6552 and speak with a skilled securities lawyer about a potential recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered meaningful compensation for United States investors who incurred losses from their financial advisors and securities brokers. Please note that Hall denies all allegations of his sales practice violations.