John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
The investors of RMC Medstone Capital V Notes (RMC Medstone), received a Notice of Default in September, 2011, informing them that their investment in this company was now worthless. Investors in these promissory notes allege they were sold these notes as 'low risk' and would be a 'safe' product in their otherwise conservative portfolio. These alleged representations were highly speculative and should never have been sold to these unsuspecting, conservative clients. Close to $18 million of RMC Medstone Capital V Notes were sold in private offerings under SEC Regulation D, and they are currently issuing VI Notes. Soreide Law Group, PLLC, is investigating the sale of these promissory notes to their clients.
Securities Lawyer, Lars K. Soreide, of Soreide Law Group, PLLC, has represented clients nationwide. If you or a family member have sustained investment losses due to your stock broker or financial advisor’s recommendations of RMC Medstone Capital V Notes, call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at: www.securitieslawyer.com.
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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