The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.”
Todd Lloyd Goedeke (CRD #1210932, Registered Principal, Howards Grove, Wisconsin)
was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Goedeke consented to the described sanction and to the entry of findings that he failed to respond to FINRA’s request for information and documents related to a FINRA investigation into allegations that he had deposited customer funds into his bank account.
(FINRA Case #2010023741801)
Todd Lloyd Goedeke was previously registered with FINRA at the following brokerage firms:
CANTELLA & CO., INC.
CRD# 13905
HOWARDS GROVE, WI
03/2004 - 07/2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD# 6694
ST. PETERSBURG, FL
04/1992 - 03/2004
OFFERMAN & COMPANY
CRD# 345
MINNEAPOLIS, MN
11/1983 - 04/1992
This ends the information obtained on FINRA’s website.
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