The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.”
Todd Lloyd Goedeke (CRD #1210932, Registered Principal, Howards Grove, Wisconsin)
was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Goedeke consented to the described sanction and to the entry of findings that he failed to respond to FINRA’s request for information and documents related to a FINRA investigation into allegations that he had deposited customer funds into his bank account.
(FINRA Case #2010023741801)
Todd Lloyd Goedeke was previously registered with FINRA at the following brokerage firms:
CANTELLA & CO., INC.
CRD# 13905
HOWARDS GROVE, WI
03/2004 - 07/2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD# 6694
ST. PETERSBURG, FL
04/1992 - 03/2004
OFFERMAN & COMPANY
CRD# 345
MINNEAPOLIS, MN
11/1983 - 04/1992
This ends the information obtained on FINRA’s website.
Soreide Law Group represents clients nationwide before FINRA. If you have sustained investment losses due to your stock broker/financial advisor’s recommendations, call for a free consultation with an attorney on how to potentially recover your losses: 888-760-6552.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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