Currently, the Soreide Law Group is investigating the Mariner Access Fund and Mariner 2X Access Fund which were sold by Merrill Lynch Pierce, Fenner & Smith, Inc. Merrill Lynch raised hundreds of millions of dollars from investors in private sales to its clients. Investors in these funds have experienced huge losses in their investments, in some cases over 75%. The Mariner Access Fund and Mariner 2X Access Fund were managed by the Mariner Investment Group. Merrill Lynch has an obligation to their clients to ensure that the investment is appropriate for their client's portfolio and should discuss the level of risk involved with each investment. Because of the high degree of risk, these funds may have been only suitable for clients who were 'high risk' or speculative investors.
If you were an investor in the Mariner Access Fund and Mariner 2X Access Fund, call for a free consultation on the potential recovery of your investment. To speak with an attorney call 888-760-6552.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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