Investors potentially experienced sales practice violations by securities broker Aubrey Walter Lee Jr. [CRD: 1685532, Farmington Hills, Michigan], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Aubrey Lee worked for Merrill Lynch from August 18, 1987, to October 2, 2024. Keep reading to find out more about the disclosures involving […]

Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, before becoming associated with Huntleigh Securities Corporation and Huntleigh Advisors […]

Investors have reportedly disputed the sales practices of securities broker Steven J. Schenck Jr. (also known as Jim Schenck) [CRD: 4035283, Indianapolis, Indiana], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Steven Schenck worked for Merrill Lynch from June 1, 2007, to the present. See below to find out more […]

Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]

Investors potentially incurred losses because of securities broker Ronald Nathaniel White (also known as Ron White) [CRD: 1404930, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald White worked for Merrill Lynch Pierce Fenner Smith Incorporated from December 15, 2014, to the present. Read on to learn more […]

Investors potentially experienced sales practice violations by securities broker Nicholas A. Peterson [CRD: 5985784, Annapolis, Maryland], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Peterson has worked for Merrill Lynch as a securities broker since November 4, 2011, and as a financial advisor since November 30, 2011. Investors should review the […]

Investors potentially experienced sales practice violations by securities broker Stephen Peter Melz [CRD: 1932994, West Newbury, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Melz has been registered with Merrill Lynch since June 8, 2012. Investors are encouraged to continue reading to learn more about Melz’s disclosures. Merrill Lynch Investor Accused Melz […]

Investors might have sustained losses due to securities broker Richard Stephen Pluta [CRD: 1232948, Greenwich, Connecticut], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pluta has been registered with Merrill Lynch since January 26, 1984, and has been registered as a financial advisor with the same firm since October 22, 1990. See the […]

Investors potentially incurred losses because of securities broker Reginald Arthur Rasmussen (also known as Reggie Rasmussen) [CRD: 3078635, Saint Paul, Minnesota], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rasmussen worked for Merrill Lynch Pierce Fenner Smith Incorporated from August 12, 1998, to September 13, 2023. Investors should review the information below to […]