The Securities and Exchange Commission (SEC),filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All are under the control of Paul James Marshall, a resident of Atlanta, Georgia, according to a press release on the SEC's website.
The SEC alleges that on March 14, 2013, the SEC issued a Formal Order Directing Private Investigation entitled 'In the Matter of Bridge Securities, LLC." Allegedly these four entity respondents have failed to comply with the subpoenas for documents relating to the investigation, which involves the offerings and sales of securities interests in one or more of these entity respondents, for which there was no registration statement in effect and for which no exemption from registration is available.
The SEC's investigation alleges possible false and misleading statements by the respondent companies and/or their principals in the transactions or inducing or attempting to induce the purchase or sale of securities.
Call Soreide Law Group for a free consultation with an attorney on how to recover your financial investment losses at 888-760-6552.
The Securities and Exchange Commission (SEC),filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All are under the control of Paul James Marshall, a resident of Atlanta, Georgia, according to a press release on the SEC's website.
The SEC alleges that on March 14, 2013, the SEC issued a Formal Order Directing Private Investigation entitled 'In the Matter of Bridge Securities, LLC." Allegedly these four entity respondents have failed to comply with the subpoenas for documents relating to the investigation, which involves the offerings and sales of securities interests in one or more of these entity respondents, for which there was no registration statement in effect and for which no exemption from registration is available.
The SEC's investigation alleges possible false and misleading statements by the respondent companies and/or their principals in the transactions or inducing or attempting to induce the purchase or sale of securities.
Call Soreide Law Group for a free consultation with an attorney on how to recover your financial investment losses at 888-760-6552.
Investors might have sustained financial harm through WestPark Capital Inc. [CRD: 39914, Los Angeles, California], according to publicly available information found on Financial Industry Regulatory Authority BrokerCheck. WestPark Capital has been registered with FINRA since 1996 and maintains its headquarters in Los Angeles, California. Keep reading to discover more about the regulatory action involving the […]
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
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