The Securities and Exchange Commission (SEC),filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All are under the control of Paul James Marshall, a resident of Atlanta, Georgia, according to a press release on the SEC's website.
The SEC alleges that on March 14, 2013, the SEC issued a Formal Order Directing Private Investigation entitled 'In the Matter of Bridge Securities, LLC." Allegedly these four entity respondents have failed to comply with the subpoenas for documents relating to the investigation, which involves the offerings and sales of securities interests in one or more of these entity respondents, for which there was no registration statement in effect and for which no exemption from registration is available.
The SEC's investigation alleges possible false and misleading statements by the respondent companies and/or their principals in the transactions or inducing or attempting to induce the purchase or sale of securities.
Call Soreide Law Group for a free consultation with an attorney on how to recover your financial investment losses at 888-760-6552.
The Securities and Exchange Commission (SEC),filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All are under the control of Paul James Marshall, a resident of Atlanta, Georgia, according to a press release on the SEC's website.
The SEC alleges that on March 14, 2013, the SEC issued a Formal Order Directing Private Investigation entitled 'In the Matter of Bridge Securities, LLC." Allegedly these four entity respondents have failed to comply with the subpoenas for documents relating to the investigation, which involves the offerings and sales of securities interests in one or more of these entity respondents, for which there was no registration statement in effect and for which no exemption from registration is available.
The SEC's investigation alleges possible false and misleading statements by the respondent companies and/or their principals in the transactions or inducing or attempting to induce the purchase or sale of securities.
Call Soreide Law Group for a free consultation with an attorney on how to recover your financial investment losses at 888-760-6552.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
Soreide Law Group está investigando posibles reclamaciones de inversionistas relacionadas con los bonos de DCM US Multi-Family Homes PLC vendidos o recomendados a través de Andbanc Brokerage LLC, Andbanc Advisory LLC, BCI Securities, Inc., Boreal Capital Securities, LLC (también conocida como Mora Capital Securities). Por otro lado, Mora WM Securities, LLC también estuvo involucrada. Si […]
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