The Securities and Exchange Commission (SEC),filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All are under the control of Paul James Marshall, a resident of Atlanta, Georgia, according to a press release on the SEC's website.
The SEC alleges that on March 14, 2013, the SEC issued a Formal Order Directing Private Investigation entitled 'In the Matter of Bridge Securities, LLC." Allegedly these four entity respondents have failed to comply with the subpoenas for documents relating to the investigation, which involves the offerings and sales of securities interests in one or more of these entity respondents, for which there was no registration statement in effect and for which no exemption from registration is available.
The SEC's investigation alleges possible false and misleading statements by the respondent companies and/or their principals in the transactions or inducing or attempting to induce the purchase or sale of securities.
Call Soreide Law Group for a free consultation with an attorney on how to recover your financial investment losses at 888-760-6552.
The Securities and Exchange Commission (SEC),filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All are under the control of Paul James Marshall, a resident of Atlanta, Georgia, according to a press release on the SEC's website.
The SEC alleges that on March 14, 2013, the SEC issued a Formal Order Directing Private Investigation entitled 'In the Matter of Bridge Securities, LLC." Allegedly these four entity respondents have failed to comply with the subpoenas for documents relating to the investigation, which involves the offerings and sales of securities interests in one or more of these entity respondents, for which there was no registration statement in effect and for which no exemption from registration is available.
The SEC's investigation alleges possible false and misleading statements by the respondent companies and/or their principals in the transactions or inducing or attempting to induce the purchase or sale of securities.
Call Soreide Law Group for a free consultation with an attorney on how to recover your financial investment losses at 888-760-6552.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
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