Adam Goodman In Stoever Glass, HJ Sims Investor Disputes

Stoever Glass, HJ Sims Clients File Disputes About Securities Broker Adam Goodman

Soreide Law Group is looking into bringing potential investor lawsuits alleging misconduct against securities broker Adam Craig Goodman (CRD#: 2263780, Boca Raton, Florida). It appears that seven investors have disputed the sales practices of the securities broker, who worked for firms Herbert J. Sims Co. Inc. (2010 to 2018) and Stoever Glass Co. Inc. (2018 to present). Here’s more about the investor claims alleging Goodman’s unsuitable and unauthorized transactions.

Stoever Glass Investor Files Dispute Alleging Poor Performance Of Municipal Debt Investments

Evidently, in April 2021 a client of Stoever Glass disputed Adam Goodman’s sales practices with municipal debt investments. It appears that the client did not want to invest with speculation or exposure to risks. Supposedly, this investment did not perform well from April 2018 to April 2021. However, Stoever Glass denied this investor’s dispute.

Adam Goodman Supposedly Makes Unsuitable, Unauthorized Trades In Client’s Account

Also, a Stoever Glass client brought a dispute about Adam Goodman in September 2020. This dispute focuses on alleged unauthorized corporate debt trades. It seems that the broker potentially traded in this account without permission and without considering the suitability of the transactions. For this reason, the client demanded $500,000 to resolve this ongoing matter.

HJ Sims Client Indicates That Goodman Sold Unsuitable Investment

In addition, a client of HJ Sims disputed Adam Goodman’s sale of a bond anticipation note. In this February 2020 dispute, the client alleged that the bond anticipation note that they purchased was potentially unsuitable. However, HJ Sims denied this client’s dispute in June 2021.

Client Of HJ Sims Alleges Adam Goodman’s Unsuitable Hawkeye, Springshire Investments

A December 2019 disclosure on Adam Goodman’s BrokerCheck report shows that an HJ Sims client questioned suitability of transactions. In this dispute it appears that the client invested in a private placement as well as a bond anticipation note. Hawkeye and Springshire investments reportedly caused the client’s losses. For this reason, HJ Sims opted to settle this matter through making a $21,680 payment to the client.

HJ Sims Client Alleges Negligence, High Pressure Sales Practices

In an April 2018 dispute on Adam Goodman’s BrokerCheck record, a client of HJ Sims alleged negligence concerning municipal debt investments. Also, they alleged that Goodman used high pressure sales practices. Moreover, they contended that the broker made an unsuitable trade. For these reasons, the client demanded compensation. Evidently, HJ Sims resolved this matter through making a $10,000 payment in August 2018.

Did Adam Goodman Cause Your Losses?

Did you sustain losses because of Adam Goodman? If so, call Soreide Law Group at (888) 760-6552 and talk with a skilled securities lawyer about a possible recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm is focused on helping investors across the United States in recovering compensation from their financial advisors and securities brokers. Evidently, Goodman denies all allegations of his sales practice violations.