FINRA Fines Ahmed Gheith

Soreide Law Group is investigating possible investor claims against securities broker Ahmed Ghassan Gheith (also known as Andy Gheith and Anthony Gheith) (CRD: 5783951, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Noble Capital Markets Inc. Allegedly, Gheith engaged in unregistered securities transactions. Here is a brief summary of FINRA’s allegations against Gheith.

Gheith Sanctioned By FINRA For Unregistered Securities Sales

Notably, FINRA issued Acceptance, Waiver, and Consent No. 2020065533401 on December 16, 2022, sanctioning Ahmed Gheith for infractions. Allegedly, Gheith engaged in unregistered securities transactions. Therefore, Gheith was fined $10,000 and suspended for 12 months as a securities broker.

FINRA Sanctions Ahmed Gheith For Private Securities Transactions

Supposedly, on April 24, 2018, FINRA issued Acceptance, Waiver, and Consent No. 2016052540603 sanctioning Ahmed Gheith for infractions. Specifically, Gheith was fined $7,500 and suspended for 1 month as a securities broker. Notably, FINRA alleged that Gheith engaged in private securities transactions.

Gheith Discharged For Client Complaint

Evidently, Paulson Investment Company LLC disaffiliated with Gheith on August 11, 2017. Allegedly, Gheith was the subject of a client complaint and engaged in private securities transactions.

Gheith Employment Information

• Gheith has worked for Ceros Financial Services Inc. in Staten Island, New York, as a securities broker since June 14, 2021.
• Gheith worked for Noble Capital Markets Inc. in New York, New York, as a securities broker from May 29, 2019, to June 10, 2021.
• Gheith worked for Paulson Investment Company LLC in New York, New York, as a securities broker from January 3, 2014, to August 11, 2017.

Did Noble Capital Markets Inc. Securities Broker Ahmed Gheith Cause You To Experience Damages?

Have you experienced damages because of Ahmed Gheith? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has recovered money for hundreds of investors throughout the United States, represents investors on a contingency fee basis and advances all costs. Gheith and brokerage firms Gheith worked for deny accusations against them.