Investors have reportedly disputed the sales practices of securities broker Kyle Lindner [CRD: 5421697, Katy, Texas], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kyle Lindner worked for State Farm VP Management Corp. from January 9, 2008, to November 8, 2024. Investors are encouraged to continue reading to discover more about the […]

FINRA sanctioned securities broker Lester Joel Hochler [CRD: 3209012, McDonough, Georgia], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hochler worked for Cape Securities Inc. from March 17, 2016, to April 14, 2026, and joined American Global Wealth Management Inc. on December 5, 2019. He was also associated with G.F. […]

Investors might have sustained losses due to securities broker William Samuel Morris (also known as Bill Morris) [CRD: 1793507, Green Bay, Wisconsin], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morris worked for Cape Securities Inc. from April 21, 2020, to February 25, 2026, and Cape Investment Advisory Inc. from April 6, […]

Investors potentially incurred losses because of securities broker Stephen Glover Parks [CRD: 5074732, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Parks worked for Skystone Securities LLC from June 12, 2020, to December 24, 2025. See below to discover more about the disclosures involving Stephen Parks. FINRA Sanctioned Parks For […]

Investors apparently complained about securities broker James Robert Ptacek Jr. (also known as Jim Ptacek) [CRD: 1959049, Willoughby Hills, Ohio], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ptacek worked for LPL Financial LLC from February 14, 2018, to November 14, 2024. Investors are encouraged to continue reading to learn more about […]

Investors potentially incurred losses because of securities broker Frederick Earl Hohensee (also known as Fred Hohensee and Freddy Hohensee) [CRD: 1431948, Elkhorn, Wisconsin], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frederick Hohensee has worked for Abacus Investments Inc. since March 3, 1994, and Hohensee Financial Services Inc. since February […]

FINRA sanctioned securities broker Luis S. Jean-Bart (also known as Luis S. Veanbart) [CRD: 5472965, Cranbury, New Jersey], and investors complained about him, given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Luis Jean-Bart worked for PFS Investments Inc. from September 17, 2009, to February 22, 2024, when the firm terminated […]

FINRA suspended securities broker Robert Wylie Goff (also known as Robert Mylie Goff and Rob Goff) [CRD: 4388671, East Lansing, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Goff worked for Wells Fargo Clearing Services LLC from October 18, 2022, to July 17, 2024, in East Lansing, Michigan, and previously for […]

FINRA fined securities broker Angelo Julius Piccone [CRD: 1401761, Pittsford, New York], and investors complained about him, according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Piccone worked for IBN Financial Services Inc. from April 20, 2011, to November 15, 2024. Keep reading to learn more about Piccone’s disclosures. FINRA Sanctioned Piccone […]