Alexander Creede Tied To International Assets Advisory Client Suitability Dispute

Investors might have sustained losses due to securities broker Alexander Raymond Creede (also known as Alexander Creede) [CRD: 6392369, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Creede worked for Independent Financial Group LLC from March 31, 2022, to the present. Before that, he was employed by International Assets Investment Management LLC from January 7, 2016, to April 4, 2022, and by International Assets Advisory LLC from December 23, 2014, to April 4, 2022. Below, you can discover more about the securities broker’s disclosures.

International Assets Advisory Client Accused Creede Of Unsuitable Recommendations

Particularly, on February 5, 2025, a client of International Assets Advisory LLC filed FINRA Arbitration No. 25-00244 about Alexander Creede. The client alleged that Creede made unsuitable recommendations of risky L-bonds. Because of this, the client allegedly sustained damages. Therefore, the client requested $100,000 in compensation from International Assets Advisory LLC or Creede. Evidently, this arbitration is pending a resolution.

Alexander Creede Disclosed Breach Of Fiduciary Duty Allegations By International Assets Advisory Client

Specifically, a client of International Assets Advisory LLC contested Alexander Creede’s sales practices, according to a complaint dated March 3, 2022. Allegedly, Creede breached his fiduciary duty by failing to timely execute a sell order for an account held at a registered investment adviser. It appears that Creede allegedly caused the client to sustain damages on over-the-counter equities and stocks. Therefore, the client sought damages from International Assets Advisory LLC or Creede in the amount of $160,000 in this matter. This complaint was denied as of June 6, 2022.

What Is An Allegation Of Unsuitable Advice About Risky Bonds?

An allegation of unsuitable advice about risky bonds generally means that a broker or financial advisor recommended investments that were too speculative or high-risk for the client’s financial situation or goals. These allegations often stem from investments that result in losses due to their volatility or lack of suitability for the investor’s profile.

Did You Invest Through Financial Advisor / Securities Broker Alexander Creede?

Are you concerned about your investments with Alexander Creede? You can contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group is experienced with recovering losses for clients located throughout the country, works on a contingency fee basis, and advances all costs. Creede and any securities broker dealers / investment advisories Creede worked for deny accusations of sales practice violations.