Did you invest through securities broker Tim Vorpahl (also known as Timothy James Vorpahl) [CRD#: 1457312, Spokane, Washington]? Evidently, Vorpahl joined Vorpahl Wing Securities Inc. in 1999. FINRA sanctioned him for his failure to supervise. FINRA Sanctioned Vorpahl For Failure To Supervise And Inadequate Procedures Particularly, on March 11, 2022, FINRA issued Case: 2020065149802 sanctioning […]

Soreide Law Group is actively investigating potential claims on behalf of individuals who have incurred financial losses due to the actions of Richard Michael Wesselt (also known as Rich Wesselt) [CRD#: 2195569, Collegeville, Pennsylvania]. Evidently, Wesselt worked with several employers, including Fortune Financial Services Inc. from September 2017 to November 2020 and The O.N. Equity […]

Soreide Law Group is conducting investigations on behalf of investors who may have suffered losses linked to securities broker Randall George Skrabonja (CRD#: 1858245, Winter Park, Florida). Evidently, Skrabonja worked with Green Vista Capital LLC in Winter Park, FL from October 2019 to May 2023, and with Sagepoint Financial Inc. in Fort Lauderdale, FL from […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have sustained financial losses involving registered broker and financial advisor, Peter John Clarke [CRD#: 1400419, Palm Beach Gardens, Florida]. Clarke works for Rockefeller Financial LLC and Rockefeller Capital Management since November 12, 2021. His previous associations include Truist Advisory Services Inc., and […]

Soreide Law Group is actively investigating claims on behalf of investors who may have incurred losses due to the actions of Nir Regev (also known as Nir Regev Kragens [CRD#: 1847410, Saint Louis, Missouri]. Evidently, Nir Regev joined for DFPG Investments LLC on April 26, 2016, and has been involved with the financial services industry […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who have suffered losses due to the actions of securities broker Leigh Eran Einhorn [CRD: 3000924, Summit, New Jersey]. Einhorn has been registered with Wells Fargo Clearing Services LLC since October 2000 and with Wells Fargo Advisors since January 2004. Investor […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses at the hands of securities broker and financial advisor Lawrence Richard Greenfield (Larry Greenfield) [CRD#: 4056913, Woodland Hills, California]. Greenfield's record includes a tenure at LPL Financial LLC from July 2018 to May 2020, and at Arete Wealth Management […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses due to the actions of securities broker Kevin Douglas Houser [CRD#: 2513167, Center Valley, Pennsylvania]. Evidently, Houser joined Ameriprise Financial Services LLC on September 16, 2016, as both a financial advisor and securities broker. His prior affiliations include LPL […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the actions of securities broker Jason Steven Hawke (also known as J. Steven Hawke) [CRD#: 4177415, Meridian, Idaho]. Evidently, Hawke is registered with D.H. Hill Securities, LLLP since October 2020, and Hawke Financial Group since September […]