Investors apparently complained about securities broker Alfonso E. Figueroa-Bello [CRD: 5011909, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alfonso Figueroa-Bello worked for Tigress Financial Partners LLC from December 14, 2017, to August 17, 2022, and later for Stonecrest Capital Markets Inc. from August 17, 2022, to November 21, 2022. Keep reading to find out more about the disclosures involving this securities broker.
Particularly, on June 11, 2025, a Tigress Financial Partners LLC client filed FINRA Arbitration No. 25-01208 about Alfonso Figueroa-Bello. Mainly, the client alleged that Figueroa-Bello engaged in excessive trading and churning, made unsuitable recommendations, and engaged in unauthorized trading. For this reason, the client allegedly experienced damages linked to stocks, corporate bonds, and mutual funds. As a result, the client requested over $3,000,000 in compensation from Tigress Financial Partners LLC or Figueroa-Bello. It appears that this arbitration awaits a resolution.
Specifically, on November 14, 2022, Stonecrest Capital Markets Inc. disaffiliated with Figueroa-Bello. Notably, Stonecrest Capital Markets Inc. alleged that Figueroa-Bello committed violations of industry conduct standards.
Also, a client of Citi International Financial Services disputed Alfonso Figueroa-Bello’s sales practices, according to a complaint dated October 23, 2013. Allegedly, Figueroa-Bello made unsuitable recommendations of risky investments. It appears that Figueroa-Bello allegedly caused the client to incur damages involving corporate bonds. Consequently, the client sought compensation from Citi International Financial Services or Figueroa-Bello in the amount of $25,055 in this matter. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Alfonso Figueroa-Bello? Contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm represents investors on a contingency fee basis and advances all costs. Figueroa-Bello and brokerage firms Figueroa-Bello worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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