Investor Dispute About Alicia Gutierrez

Soreide Law Group is investigating possible investor claims against securities broker Alicia Myrthala Hinojosa Gutierrez (CRD: 2964653, New York, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Here is a brief summary of the disclosures about Gutierrez.

Gutierrez Discloses Client Loan Allegations By Merrill Lynch Pierce Fenner Smith Incorporated Client

Specifically, a client of Merrill Lynch Pierce Fenner Smith Incorporated contested Alicia Gutierrez’s sales practices, according to a complaint dated March 18, 2021. Allegedly, Gutierrez borrowed client funds. Supposedly, Gutierrez caused the client to sustain damages. Therefore, the client asked for compensatory relief from Merrill Lynch Pierce Fenner Smith Incorporated or Gutierrez. However, the securities firm denied this complaint.

Merrill Lynch Pierce Fenner Smith Incorporated Disaffiliates With Alicia Gutierrez

Evidently, on April 29, 2021, Merrill Lynch Pierce Fenner Smith Incorporated disaffiliated with Gutierrez. Evidently, Merrill Lynch Pierce Fenner Smith Incorporated alleged that Gutierrez maintained a financial agreement with a client and used unauthorized methods to speak with the client.

Gutierrez Employment Information

• Gutierrez worked for Merrill Lynch Pierce Fenner Smith Incorporated in New York, New York, as a financial advisor from January 7, 2016, to May 28, 2021.

• Gutierrez worked for Merrill Lynch Pierce Fenner Smith Incorporated in New York, New York, as a securities broker from October 16, 2015, to May 28, 2021.

• Gutierrez has worked for Safra Securities LLC in New York, New York, as a securities broker since March 11, 2022.

Damages Resulting From Merrill Lynch Securities Broker Gutierrez?

Have you incurred losses from investing with Alicia Gutierrez? If so, contact Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a potential recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Gutierrez and investment firms Gutierrez worked for deny any and all allegations of sales practice violations.