Investors potentially incurred losses because of securities broker Brady Thomas Lipp [CRD: 1359835, Milpitas, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brady Lipp worked for Great Point Capital LLC from February 20, 2021, to April 9, 2025, and has been registered with NI Advisors since April 10, 2025. […]

Investors apparently complained about securities broker Joel Anthony Benanti [CRD: 4210681, Hauppauge, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Benanti worked for Network 1 Financial Securities Inc. from June 17, 2019, through May 31, 2024. See the following information to find out more about the disclosures involving Joel […]

Investors potentially incurred losses because of securities broker Ian James Prukner [CRD: 5288581, Sarasota, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ian Prukner worked for PFS Investments Inc. from March 22, 2007, to August 9, 2022. Investors are encouraged to continue reading to find out more about the disclosures involving this […]

Investors potentially incurred losses because of securities broker Araya Mesfin [CRD: 4828859, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesfin worked for UBS Financial Services Inc. from January 13, 2014, to February 1, 2024, and has been registered with Morgan Stanley since January 18, 2024. Investors are […]

FINRA sanctioned securities broker Luis S. Jean-Bart (also known as Luis S. Veanbart) [CRD: 5472965, Cranbury, New Jersey], and investors complained about him, given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Luis Jean-Bart worked for PFS Investments Inc. from September 17, 2009, to February 22, 2024, when the firm terminated […]

Investors might have sustained losses due to securities broker Mahmoud Elawadi (also known as Mahmoud El Awadi) [CRD: 5319152, Orlando, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mahmoud Elawadi worked for Wells Fargo Clearing Services LLC from February 28, 2019, to January 20, 2026. Read on to discover […]

FINRA barred securities broker Danish Rauf [CRD: 5006655, Des Plaines, Illinois], given the publicly available information found on FINRA BrokerCheck. Danish Rauf worked for U.S. Bancorp Investments Inc. from August 12, 2016, to December 1, 2025. See the following information to find out more about the disclosures involving this securities broker. FINRA Sanctioned Rauf For […]

FINRA barred securities broker Anthony Tianfeng Cheng (also known as Tony Cheng) [CRD: 6242405, San Jose, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony Cheng worked for Ameritas Investment Company LLC from April 2, 2015, to May 22, 2025. Keep reading to discover more about the regulatory disclosure involving […]

Investors potentially incurred losses because of securities broker Cedric Percell Powell [CRD: 3249130, Tampa, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Powell worked for Ameriprise Financial Services LLC from June 24, 2021, to June 10, 2025. Investors should review the information below to discover more about Powell’s disclosures. Ameriprise […]