Investors may have suffered financial harm by securities broker Alwin F. Martinez Gonzalez [CRD: 4890434, Orlando, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martinez worked for Investment Planners Inc. from October 22, 2020, to February 10, 2026, and IPI Wealth Management Inc. from February 18, 2021, to February 10, 2026; he later registered with LPL Financial LLC as a securities broker on April 10, 2026, and as a financial advisor on May 18, 2026. Investors are encouraged to continue reading to learn more about Martinez’s disclosures.
Particularly, a client filed a complaint about Alwin Gonzalez. Mainly, the client alleged that Martinez purchased approximately $10,000 in Prospect Capital preferred shares even though she had previously instructed him not to complete the transaction. For this reason, the client allegedly sustained damages associated with stocks. Therefore, on January 16, 2026, Investment Planners Inc. settled this matter.
Also, Investment Planners Inc. disaffiliated with Martinez on February 6, 2026. Allegedly, a client accused Martinez of purchasing Prospect Capital preferred shares after she told him not to make the investment. The firm further alleged that Martinez did not promptly submit the client’s written complaint through the company’s required process.
Are you concerned about investments you made through Alwin Gonzalez? You should contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Martinez and brokerage firms Martinez worked for deny accusations of sales practice violations.
Investors potentially incurred losses because of securities broker Donald Richard Abaunza Jr. [CRD: 3172450, Harvey, Louisiana], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abaunza has worked for Cetera Investment Services LLC and Cetera Investment Advisers LLC since August 10, 2022, and previously worked for Hancock Whitney Investment Services Inc. from February […]
Investors might have sustained losses due to securities broker Curtis Michael Luckman [CRD: 2865603, Woodbury, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Luckman worked for American Portfolios Financial Services Inc. from January 5, 2004, to October 11, 2024, and Osaic Wealth Inc. from October 11, 2024, to July 9, 2025. […]
Investors potentially experienced sales practice violations by securities broker Daniel L. Erben [CRD: 2994110, Saddle Brook, New Jersey], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Erben worked for TD Private Client Wealth LLC from October 18, 2018, to March 4, 2026, and became registered with Oppenheimer Co. Inc. in April 2026. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com