Investors may have suffered financial harm by securities broker Alwin F. Martinez Gonzalez [CRD: 4890434, Orlando, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martinez worked for Investment Planners Inc. from October 22, 2020, to February 10, 2026, and IPI Wealth Management Inc. from February 18, 2021, to February 10, 2026; he later registered with LPL Financial LLC as a securities broker on April 10, 2026, and as a financial advisor on May 18, 2026. Investors are encouraged to continue reading to learn more about Martinez’s disclosures.
Particularly, a client filed a complaint about Alwin Gonzalez. Mainly, the client alleged that Martinez purchased approximately $10,000 in Prospect Capital preferred shares even though she had previously instructed him not to complete the transaction. For this reason, the client allegedly sustained damages associated with stocks. Therefore, on January 16, 2026, Investment Planners Inc. settled this matter.
Also, Investment Planners Inc. disaffiliated with Martinez on February 6, 2026. Allegedly, a client accused Martinez of purchasing Prospect Capital preferred shares after she told him not to make the investment. The firm further alleged that Martinez did not promptly submit the client’s written complaint through the company’s required process.
Are you concerned about investments you made through Alwin Gonzalez? You should contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Martinez and brokerage firms Martinez worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: GREAT POINT CAPITAL, LLC, (GREAT POINT) and their former registered representative, SUSAN JANE GITT (SUSAN J GITT, SUSAN JANE SCHULTZ) (Respondents). The Claimants are retired and live in Florida. The lawsuit states that the Claimants were looking for conservative income-generating […]
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
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