Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
His BrokerCheck report also lists customer disputes that settled in 2026.
The newest claim carries a filing date of July 22, 2026. The customer alleges that Michael Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal. The alleged damages are $25,000, and the disclosure names LPL Financial as the firm. The claim is pending.
Before that, on May 8, 2026, a customer filed FINRA case 26-01062 with alleged damages of $40,000. That claimant makes the same allegation about a secured loan related to a real estate deal. It remains pending, and the disclosure again names LPL Financial.
On May 6, 2026, a different customer filed case 26-01031, alleging damages of $90,000. The disclosure text matches the others, and the claim is pending.
Case 26-00403, filed on February 23, 2026, alleges damages of $54,500. The customer makes the same secured loan allegation, and the matter is pending with LPL Financial named as the firm.
Case 26-00395 carries the same February 23, 2026 filing date and alleged damages of $90,000. According to BrokerCheck, the customer alleges the same misrepresentation, and the claim is pending.
A separate pending claim, case 26-00394, also dates from February 23, 2026. BrokerCheck lists Private Securities as the firm named in that disclosure and alleged damages of $150,000.
A secured loan uses collateral, often real estate, to protect the lender if the borrower stops paying. When a customer alleges that a broker promised guaranteed principal and returns on such a loan, the dispute usually comes down to paper. The loan papers and whatever the broker put in writing tend to matter more than anyone's memory of a conversation. When we review a claim like this, we start with the note and the account statements.
Each claim naming Michael Graham describes a secured loan related to a real estate deal.
A dispute filed on June 16, 2025 settled on August 3, 2026, according to BrokerCheck. The customer alleged that Michael Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal. The alleged damages were $300,000, and the settlement amount was $165,000.
BrokerCheck shows a settlement amount of $115,000 on a dispute filed November 19, 2025. The alleged damages were $375,000, and the matter settled on March 6, 2026, with LPL Financial as the firm named.
Every FINRA member firm must supervise its brokers. Investors with questions about an account Michael Graham handled can call Soreide Law Group at (888) 760-6552. You can also reach us online. Our attorneys represent investors in FINRA arbitration nationwide. We take these cases on a contingency fee basis. You can read more about how FINRA arbitration works.
This post summarizes public FINRA records, including BrokerCheck, as of October 19, 2026. Allegations in customer complaints and arbitrations are claims, not findings. Pending claims remain open and undecided. A settlement is also not an admission of wrongdoing. FINRA may also update or correct these records after that date.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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