Investors File Disputes About Amanda Berry

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Amanda Yvonne Berry (also known as Amanda Yvonne Coleman) (CRD:  5651609, Oklahoma City, OK). Evidently, investors disputed the sales practices of the securities broker, who worked for MML Investors Services LLC. Additionally, the securities broker discloses a regulatory enforcement action. However, Berry denies the allegations of sales practice violations. Read on to learn more about the allegations against Berry.

MML Investors Services LLC Investor Accuses Amanda Berry Of Conversion

Notably, an MML Investors Services LLC client filed a complaint about Amanda Berry. Namely, the client alleged that Berry converted funds. Because of this, the client allegedly sustained damages. Therefore, on May 27, 2022, MML Investors Services LLC settled this matter by paying the client $82,967.79 in damages.

MML Investors Services LLC Investor Accuses Berry Of Sales Practice Violation

Evidently, an MML Investors Services LLC client filed a complaint about Amanda Berry. Namely, the client alleged that Berry misused funds intended for mutual fund investments. Because of this, the client allegedly sustained damages. Therefore, on January 13, 2022, MML Investors Services LLC settled this matter by paying the client $72,478.53 in damages.

Amanda Berry Discloses Misappropriation Allegations By MML Investors Services LLC Client

Also, a client of MML Investors Services LLC contested Amanda Berry’s sales practices, according to a complaint dated January 5, 2022. Allegedly, Berry misappropriated funds. Supposedly, Berry caused the client to sustain damages by investing in fixed annuities. Therefore, the client seeks compensatory relief from MML Investors Services LLC or Berry in this ongoing matter.

FINRA Bars Berry For Failure To Respond To FINRA

Additionally, on July 6, 2021, in Case #: 2020068297301, FINRA sanctioned Amanda Berry. Specifically, Berry was barred as a securities broker. Notably, FINRA claims that Berry failed to respond to FINRA’s request for information. Generally, FINRA bars brokers who do not comply with (or otherwise respond to) investigations or inquiries.

Amanda Berry Barred By Oklahoma

Additionally, Oklahoma issued Case: 21-030 on April 30, 2021, sanctioning Amanda Berry for infractions. Allegedly, Berry acted unethically. Therefore, Berry was barred as a securities broker in the state of Oklahoma.

MML Investors Services LLC Investor Accuses Berry Of Misrepresentation

Moreover, an MML Investors Services LLC client filed a complaint about Amanda Berry. Namely, the client alleged that Berry made misrepresentations. Because of this, the client allegedly sustained damages by investing in variable annuities, insurance products, and mutual funds. Therefore, on December 21, 2020, MML Investors Services LLC settled this matter by paying the client $131,607.39 in damages.

Amanda Berry Discharged For Outside Business Activities

Evidently, on October 1, 2020, MML Investors Services LLC disaffiliated with Berry. Notably, MML Investors Services LLC alleged that Berry engaged in an undisclosed outside business activity.

NYLife Securities LLC Investor Accuses Berry Of Unauthorized Trading

Also, a NYLife Securities LLC client filed a complaint about Amanda Berry. Namely, the client alleged that Berry engaged in unauthorized trading. Because of this, the client allegedly sustained damages by investing in life insurance products. Therefore, on October 9, 2019, NYLife Securities LLC settled this matter by paying the client $23,525.26 in damages.

Amanda Berry Employment Information

• Berry worked for MML Investors Services LLC in Oklahoma City, OK, as a securities broker from September of 2017 to October of 2017 and from August of 2019 to October of 2020.

Damages Resulting From MML Investors Services LLC Securities Broker Amanda Berry?

Did you experience damages because of Amanda Berry? If so, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a potential recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in the United States, can review your situation and explain your legal options. Also, the firm represents clients on a contingency fee basis and advances all costs. Berry and brokerage firms Berry worked for deny any and all allegations of sales practice violations.