Investors possibly experienced losses because of securities broker Tyler Simpson Camp [CRD: 6002124, Hoover, Alabama], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Tyler Camp joined OneAmerica Securities Inc. on December 14, 2023. Also, he worked for MML Investors Services LLC from February 13, 2019, to December 20, 2023. The following information […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Kyung H. Song [CRD: 2760764, East Hills, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Song worked for MML Investors Services LLC from March 25, 2017, to November 27, 2023. Continue reading to […]

Soreide Law Group is investigating potential claims on behalf of investors who suffered losses due to Darien Euclid Bonney (also known as D.E. Bonney) [CRD: 4899007, Scottsdale, Arizona]. Evidently, Bonney worked for MML Investors Services LLC from April 2, 2007, to January 27, 2022. Notably, investors allege sales practice violations in these disputes, including unsuitability […]

Soreide Law Group is looking into possible investor claims against securities broker Ronald Lewis Millar III (CRD: 3064161, Weston, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MML Investors Services LLC. Evidently, investors allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against Nicholas Radke (also known as Randy Radke Jr.) (CRD: 2610246, Irvine, California). Notably, an Oregon regulator sanctioned the securities broker, who worked for American Independent Securities Group LLC. Allegedly, Radke made misrepresentations and omissions of material fact. Here is a brief summary of the regulatory allegations […]

The Financial Industry Regulatory Authority (FINRA) reports important information about Darien Bonney (also known as Darien Euclid Bonney) (CRD: 4899007, Scottsdale, Arizona). Notably, investors disputed the sales practices of the securities broker, who worked for MML Investors Services LLC. Additionally, he discloses a regulatory enforcement action. However, Bonney denies the allegations of sales practice violations. […]

Investors have come forward with complaints about securities broker Thomas Caine Shultz (CRD:  5614228, Scottsdale, AZ). Evidently, the securities broker, who worked for Coastal Equities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Coastal Equities Inc. clients allege that Shultz made unsuitable recommendations and failed to perform due diligence. For more […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Amanda Yvonne Berry (also known as Amanda Yvonne Coleman) (CRD:  5651609, Oklahoma City, OK). Evidently, investors disputed the sales practices of the securities broker, who worked for MML Investors Services LLC. Additionally, the securities broker discloses a regulatory enforcement action. However, Berry denies […]

Soreide Law Group is investigating possible investor claims against securities broker Peter James Fetherston [CRD: 2108610, Melville, New York]. Evidently, FINRA filed an enforcement or civil action against the securities broker, who worked for Principal Securities Inc. Allegedly, Fetherston converted funds. Here is a brief summary of FINRA’s allegations against Fetherston. FINRA Charges Peter Fetherston […]