Investors apparently complained about securities broker Andrew David Burish [CRD: 1111163, Madison, Wisconsin], according to disclosures on FINRA BrokerCheck. It appears that Burish has worked at UBS Financial Services Inc. since April 19, 1984, as a securities broker, and since July 26, 1990, as an investment adviser representative. Keep reading to learn more about Burish’s disclosures involving allegations of misconduct.
Specifically, a UBS Financial Services Inc. client filed FINRA Arbitration No. 21-00488 about Andrew Burish. The client alleged that Burish breached his fiduciary duty, violated FINRA suitability rules, and failed to supervise certain representatives. Because of this, the client allegedly sustained damages on stocks. As a result, on February 28, 2025, a FINRA Arbitration Panel issued an Award of $95,300,257. Notably, the broker individually contributed $3,062,169 between compensatory and punitive damages.
Also, a client of UBS Financial Services Inc. contested Andrew Burish’s sales practices, according to a complaint dated January 7, 2021. Allegedly, Burish made unsuitable recommendations and assured the client that a highly risky investment strategy was sound. Supposedly Burish caused the client to sustain damages on over-the-counter equities. Consequently, the client sought damages from UBS Financial Services Inc. or Burish in the amount of $20,000,000 in this matter. The complaint was denied on February 5, 2021.
Seeking more information about Andrew Burish? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer. Soreide Law Group has recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Burish and brokerage firms Burish worked for deny accusations of sales practice violations.
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