Investors apparently complained about securities broker Andrew David Burish [CRD: 1111163, Madison, Wisconsin], according to disclosures on FINRA BrokerCheck. It appears that Burish has worked at UBS Financial Services Inc. since April 19, 1984, as a securities broker, and since July 26, 1990, as an investment adviser representative. Keep reading to learn more about Burish’s disclosures involving allegations of misconduct.
Specifically, a UBS Financial Services Inc. client filed FINRA Arbitration No. 21-00488 about Andrew Burish. The client alleged that Burish breached his fiduciary duty, violated FINRA suitability rules, and failed to supervise certain representatives. Because of this, the client allegedly sustained damages on stocks. As a result, on February 28, 2025, a FINRA Arbitration Panel issued an Award of $95,300,257. Notably, the broker individually contributed $3,062,169 between compensatory and punitive damages.
Also, a client of UBS Financial Services Inc. contested Andrew Burish’s sales practices, according to a complaint dated January 7, 2021. Allegedly, Burish made unsuitable recommendations and assured the client that a highly risky investment strategy was sound. Supposedly Burish caused the client to sustain damages on over-the-counter equities. Consequently, the client sought damages from UBS Financial Services Inc. or Burish in the amount of $20,000,000 in this matter. The complaint was denied on February 5, 2021.
Seeking more information about Andrew Burish? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer. Soreide Law Group has recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Burish and brokerage firms Burish worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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