Soreide Law Group comes to you with new information in regard to securities broker Steven Andrew Greer (CRD#: 5976309, Charlotte, North Carolina). Namely, two investors filed disputes about the securities broker. Allegations include unsuitable investment transactions by Greer at GF Investment Services LLC, a company Greer worked for from February 2012 to April 2019. Here’s more about these disclosures, including what you could do if you experienced damages.
Evidently, a client of GF Investment Services disputed Andrew Greer’s sales practices. In this November 2020 complaint, the client first alleges that Greer made unsuitable recommendations. Secondly, Greer purportedly failed to tell the client about the commissions he charged. Because of this, the client demanded $15,224 in damages. However, GF Investment Services denied the client’s dispute.
It appears that a second client disputed Andrew Greer’s sale of a real estate security. Namely, the client brought this complaint in September 2020, alleging that GF Investment Services violated FINRA rules on suitability. Supposedly, Greer made unsuitable recommendations of alternative investments. Because of this, the client asks for compensation. This matter is ongoing at this time.
Did you suffer losses because of securities broker Andrew Greer? If so, call Soreide Law Group at (888) 760-6552 and speak with a helpful securities lawyer about a potential recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered substantial compensation for hundreds of United States investors who have incurred losses from their financial advisors and securities brokers. Please note that Greer denies all allegations of his sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com