John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group comes to you with new information in regard to securities broker Steven Andrew Greer (CRD#: 5976309, Charlotte, North Carolina). Namely, two investors filed disputes about the securities broker. Allegations include unsuitable investment transactions by Greer at GF Investment Services LLC, a company Greer worked for from February 2012 to April 2019. Here’s more about these disclosures, including what you could do if you experienced damages.
Evidently, a client of GF Investment Services disputed Andrew Greer’s sales practices. In this November 2020 complaint, the client first alleges that Greer made unsuitable recommendations. Secondly, Greer purportedly failed to tell the client about the commissions he charged. Because of this, the client demanded $15,224 in damages. However, GF Investment Services denied the client’s dispute.
It appears that a second client disputed Andrew Greer’s sale of a real estate security. Namely, the client brought this complaint in September 2020, alleging that GF Investment Services violated FINRA rules on suitability. Supposedly, Greer made unsuitable recommendations of alternative investments. Because of this, the client asks for compensation. This matter is ongoing at this time.
Did you suffer losses because of securities broker Andrew Greer? If so, call Soreide Law Group at (888) 760-6552 and speak with a helpful securities lawyer about a potential recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered substantial compensation for hundreds of United States investors who have incurred losses from their financial advisors and securities brokers. Please note that Greer denies all allegations of his sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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