Investors have reportedly disputed the sales practices of securities broker Ronald Albert Gelok Jr. (also known as Ron Gelok) [CRD: 1403352, Naples, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gelok worked for Ronald Gelok Associates LLC from November 17, 2017, to the present, and AAG Capital Inc. from July 8, […]

Investors potentially experienced sales practice violations by securities broker Joel Daniel Harworth [CRD: 3131373, Prescott Valley, Arizona], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Harworth worked for Centaurus Financial Inc. beginning April 13, 2016, as a financial advisor and beginning April 15, 2016, as a securities broker. Investors […]

Investors potentially experienced sales practice violations by securities broker David Thomas Olsen [CRD: 4823650, Fort Lauderdale, Florida], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Olsen worked for Madison Avenue Securities LLC from October 31, 2017, to December 8, 2023, and again from January 8, 2025, to December 31, 2025. See […]

Investors potentially incurred losses because of securities broker Russell A. Stout [CRD: 4525503, Syracuse, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Russell Stout worked for Osaic Wealth Inc. from September 1, 2023, to the present, and previously worked for SagePoint Financial Inc. from September 28, 2020, to […]

Investors potentially incurred losses because of securities broker Dan John Holzer [CRD: 5779187, Wilmington, Delaware], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Holzer worked for Emerson Equity LLC from November 12, 2013, to September 14, 2022, and has been registered with Realta Equities Inc. since September 7, 2022, and Realta Investment […]

Soreide Law Group is investigating potential investor claims involving NLCA VA Birmingham Realty DST, particularly where brokers or financial advisors may have improperly recommended this specific Delaware Statutory Trust offering. NLCA VA Birmingham Realty DST is a 1031 exchange investment vehicle that offered investors fractional interests in real estate through a private placement. Although it […]

Investors potentially experienced sales practice violations by securities broker Jeffery Larry Akers [CRD: 4276796, Forest Hill, Maryland], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Akers worked for Kalos Capital Inc. from February 28, 2006, to September 30, 2022, and has worked for Arkadios Capital since August 16, 2022. See the […]

Investors apparently complained about securities broker Judson Gray Teekell [CRD: 841689, Shreveport, Louisiana], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judson Teekell worked for M Holdings Securities Inc. from December 12, 2000, to December 31, 2025. Keep reading to find out more about the disclosures associated with this securities broker. […]

Investors might have sustained losses due to securities broker Maria Karina Valido (also known as Maria Karina Payret) [CRD: 6324596, Miami, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Valido worked for Infinex Investments Inc. from February 17, 2015, to April 22, 2022. Keep reading to find out more about […]