Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]

Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]

Soreide Law Group is investigating potential investor claims involving losses sustained in Special Purpose Acquisition Companies (SPACs), particularly those sold during the 2020-2021 SPAC boom. During that period, hundreds of SPACs raised approximately $145 billion from investors and were promoted as an alternative path for private companies to enter the public markets. However, many companies […]

Soreide Law Group is investigating potential investor claims involving losses in Velocis Fund III, a private real estate fund that has reportedly generated significant losses for some investors. Velocis Fund III was offered as an alternative investment focused on acquiring, improving, and managing commercial real estate assets in selected regions of the United States. Because […]

Investors potentially experienced sales practice violations by securities broker John Michael McArthur [CRD: 4389397, St. Louis, Missouri], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mr. McArthur has been registered with Krilogy since February 24, 2012, and with Saxony Securities Inc. since November 28, 2014. Readers should continue reviewing this information to find […]

Investors apparently complained about securities broker Steven Douglas Goethel [CRD: 5861475, Jupiter, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goethel has been registered with Merrill Lynch as a securities broker since December 14, 2010, and as a financial advisor since February 23, 2011. See below to find out more about disclosures […]

Investors may have suffered financial harm by securities broker Craig E. Fernsler [CRD: 5558907, Naples, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fernsler has been associated with McDermott Investment Services LLC since February 27, 2020. Investors are encouraged to continue reading to discover more about disclosures involving Fernsler. McDermott Investor Accused […]

Florida Office of Financial Regulation barred financial advisor Thomas Arthur Amendola [CRD: 1005661, Naples, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thomas Amendola has worked for Doza Investments LLC as Managing Member and Chief Compliance Officer since June 2009. Investors should continue reading to discover more about disclosures […]

Investors might have sustained losses due to securities broker Gregory Rock Erekson [CRD: 5168632, St. Louis, Missouri], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Erekson has been associated with Edward Jones in St. Louis, Missouri, serving as a securities broker since August 31, 2006, and as a financial advisor since March […]