John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker Andrew Joseph Kubicsko Jr. [CRD: 861670, Chicago, Illinois]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Raymond James Associates Inc. Evidently, investors allege sales practice violations including unsuitable trading or recommendations. Here is a brief summary of the disclosures about Kubicsko, but keep in mind that the securities broker denies all allegations of sales-related misconduct as referenced on FINRA BrokerCheck disclosures.
Particularly, on June 26, 2023, a Raymond James Associates Inc. client filed a complaint about Andrew Kubicsko Namely, the client alleged that Kubicsko made unsuitable transactions. Because of this, the client allegedly sustained damages. Therefore, the client requested $400,000 in compensation from Raymond James Associates Inc. or Kubicsko. However, the securities firm and broker denied this complaint.
Also, a client of PaineWebber contested Andrew Kubicsko’s sales practices, according to a complaint. Allegedly, Kubicsko churned accounts and made misrepresentations. Supposedly, Kubicsko caused the client to sustain damages on equities. Therefore, PaineWebber opted to settle the matter on September 27, 1993, by compensating the client in the amount of $60,000.
Andrew Kubicsko has worked for Raymond James Associates Inc. as a securities broker since February 2011 and as a financial advisor since October 2020.
Did you experience losses because of Andrew Kubicsko? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group, a firm that has recovered money for investors throughout the United States, works on a contingency fee basis and advances all costs. Kubicsko and brokerage firms Kubicsko worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]