August 16, 2023

Investors Complained About Andrew Kubicsko

an older woman looks sad because of bad stock broker advice

Soreide Law Group is investigating possible investor claims against securities broker Andrew Joseph Kubicsko Jr. [CRD: 861670, Chicago, Illinois]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Raymond James Associates Inc. Evidently, investors allege sales practice violations including unsuitable trading or recommendations. Here is a brief summary of the disclosures about Kubicsko, but keep in mind that the securities broker denies all allegations of sales-related misconduct as referenced on FINRA BrokerCheck disclosures.

Raymond James Associates Inc. Investor Accused Kubicsko Of Unsuitable Trading

Particularly, on June 26, 2023, a Raymond James Associates Inc. client filed a complaint about Andrew Kubicsko Namely, the client alleged that Kubicsko made unsuitable transactions. Because of this, the client allegedly sustained damages. Therefore, the client requested $400,000 in compensation from Raymond James Associates Inc. or Kubicsko. However, the securities firm and broker denied this complaint.

Andrew Kubicsko Discloses Churning Allegations By PaineWebber Client

Also, a client of PaineWebber contested Andrew Kubicsko’s sales practices, according to a complaint. Allegedly, Kubicsko churned accounts and made misrepresentations. Supposedly, Kubicsko caused the client to sustain damages on equities. Therefore, PaineWebber opted to settle the matter on September 27, 1993, by compensating the client in the amount of $60,000.

Employment Information

Andrew Kubicsko has worked for Raymond James Associates Inc. as a securities broker since February 2011 and as a financial advisor since October 2020.

Did Raymond James Associates Inc. Securities Broker Andrew Kubicsko Cause You To Experience Damages?

Did you experience losses because of Andrew Kubicsko? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group, a firm that has recovered money for investors throughout the United States, works on a contingency fee basis and advances all costs. Kubicsko and brokerage firms Kubicsko worked for deny accusations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

May 22, 2026
James Margraf Involved In Center Street Securities Client Arbitration Claim About Unsuitable Advice

Investors potentially experienced sales practice violations by securities broker James Ward Margraf (also known as Jim Margraf) [CRD: 6517554, Springfield, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Margraf worked for Center Street Securities Inc. from August 22, 2016, to December 1, 2023. See the following information to discover more about […]

May 22, 2026
Michael Kelley Connected To LPL Financial LLC Investor Arbitration Claim Re: Misrepresentation

Investors might have suffered losses due to securities broker Michael Joseph Kelley [CRD: 1021878, Winter Park, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kelley worked for LPL Financial LLC from September 8, 2009, to the present and Charter Advisory Corporation from September 30, 1999, to the present. See […]

May 22, 2026
Eric Diamond Linked To Fidelity Brokerage Services Investor’s Unsuitable Advice Arbitration Claim

Investors potentially incurred losses because of securities broker Eric Lee Diamond (also known as Rick Diamond) [CRD: 1602991, Wellington, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Diamond worked for Fidelity Brokerage Services LLC from January 10, 2007, to the present, and Strategic Advisers LLC from March 31, 2025, to […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved