Investors potentially incurred losses because of securities broker Christopher Frederick Chlupp [CRD: 2950578, Wisconsin Dells, Wisconsin], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chlupp has worked for Robert W. Baird Co. Incorporated as a securities broker since June 25, 1998, and as a financial advisor since September 24, 1998. Keep reading to learn more about a disclosure involving this securities broker.
Specifically, on March 20, 2026, a Robert W. Baird client filed FINRA Arbitration No. 26-00630 about Christopher Chlupp. Mainly, the client alleged that Chlupp mismanaged a portion of the client’s retirement assets. For this reason, the client allegedly sustained damages involving stocks. Consequently, the client requested $175,608.30 in compensation from Robert W. Baird or Chlupp. BrokerCheck shows that this arbitration is awaiting a resolution.
Mismanagement occurs when a securities broker or financial advisor allegedly handles an investment account in a manner that is inconsistent with a client’s objectives, risk tolerance, financial circumstances, or investment needs. Examples may include inappropriate trading decisions, poor oversight of account activity, failure to monitor investments, or strategies that expose a client to unnecessary risks.
Do you need guidance on any investment losses relating to Christopher Chlupp? You should contact Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Chlupp and brokerage firms Chlupp worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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