Investors potentially incurred losses because of securities broker Andrew Zigouras (also known as Andreas Zigouras and Andy Zigouras) [CRD: 1248597, Teaneck, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Zigouras has been registered with Concorde Investment Services LLC since October 15, 2015. Read on to learn more about the disclosures involving this securities broker.
Particularly, on September 19, 2025, a Concorde Investment Services LLC client filed FINRA Arbitration No. 25-01938 about Andrew Zigouras. Mainly, the client alleged that Zigouras misrepresented the terms of a fixed annuity. Because of this, the client allegedly sustained damages connected to fixed annuities. Consequently, the client requested damages believed to exceed $5,000 in compensation from Concorde Investment Services LLC or Zigouras. It appears that this arbitration is pending a resolution.
Also, a Gunnallen Financial client filed FINRA Arbitration No. 12-04036 about Andrew Zigouras. Primarily, the client alleged that Zigouras made misrepresentations, made unsuitable recommendations, and breached his fiduciary duty. For this reason, the client allegedly incurred damages on over-the-counter equities. Therefore, on February 10, 2014, Gunnallen Financial settled this matter by paying the client $85,000 in damages.
Notably, a client of Andrew Alexander Wise disputed Andrew Zigouras’s sales practices by filing NASD Arbitration No. 04-04879. Allegedly, Zigouras made unsuitable recommendations. It appears that Zigouras allegedly caused the client to sustain damages connected to over-the-counter equities and IPOs. As a result, Andrew Alexander Wise opted to settle the matter on July 6, 2004, by compensating the client in the amount of $5,000.
Do you need clarification on any investment losses relating to Andrew Zigouras? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee basis and advances all costs. Zigouras and brokerage firms Zigouras worked for deny accusations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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