he Financial Industry Regulatory Authority Inc. (FINRA) has barred ANTHONY JOSEPH VERZI (TONY VERZI) CRD#: 1186572 from acting as a broker or otherwise associating with firms that sell securities to the public. Tony Verzi was a former Morgan Stanley broker who was barred after he allegedly refused to testify at a hearing into alleged trading abuses.
It is alleged that FINRA began an investigation into Verzi’s unsuitable trading of unit investment trusts in client accounts. According to the BrokerCheck report, the client alleged that their investments in unit investment trusts were recommended to them in order to generate commissions from 2014 to 2016.
According to FINRA’s BrokerCheck, Anthony Joseph Verzi, was registered in the securities industry for 32 years and was listed with 3 firms. Verzi, was with Morgan Stanley in Melbourne, Florida., from 1993 until he was terminated in 2016.
06/01/2009 – 08/12/2016 MORGAN STANLEY – MELBOURNE, FL
If you were a client of former Morgan Stanley of Melbourne, Florida broker, ANTHONY JOSEPH VERZI, and you experienced losses due to his actions or recommendations, call Soreide Law Group, based in Florida, for a no-cost consultation regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee basis. Let our experience work for you.