FINRA barred securities broker Fernando Corcuchia [CRD: 5394734, San Francisco, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Fernando Corcuchia worked for NYLife Securities LLC from August 15, 2011, to May 12, 2023. Continue reading to learn more about Corcuchia’s regulatory actions and client disputes. FINRA Barred Corcuchia For Refusal To […]

Securities broker Todd Michael Lesk [CRD: 2788300, Coral Springs, Florida] has become a subject of concern for Soreide Law Group, as we investigate the potential claims for investors who may have incurred losses through their association with Lesk. Evidently, BrokerCheck shows that Lesk worked for Cambridge Investment Research Inc. from 2022 to 2023 and LPL […]

Soreide Law Group is investigating possible investor claims against securities broker Thomas Jacob Ciolek (CRD: 2314551, Franklinville, New York). Evidently, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Ciolek failed to testify when FINRA investigated him. Here is a brief summary of FINRA’s allegations against Ciolek. Ciolek Barred By FINRA For […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Eric Stone (CRD: 5227654, Jacksonville, Florida). Not only has FINRA sanctioned Stone for failing to testify when FINRA investigated him for potential FINRA rule violations regarding client loans, but investors disputed his sales practices. However, Stone denies the allegations. Read on to learn […]

Soreide Law Group is investigating possible investor claims against securities broker Blake Wayne Eskew (CRD: 6959564, Memphis, Tennessee). Notably, FINRA sanctioned the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Inc. Allegedly, Eskew failed to testify when FINRA investigated the securities broker for potential FINRA rule violations on unauthorized trading. Here is a […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Mitchell Scott Biernick (CRD: 2690172, Ronkonkoma, New York). Not only has FINRA sanctioned Biernick for failing to testify when FINRA investigated him for potential FINRA rule violations on suitability, but investors disputed his sales practices. However, Biernick denies the allegations. Read on to […]

Soreide Law Group has learned of possible investor claims against securities broker Robert Koestler (also known as Bob Koestler) (CRD: 7023515, Prairie Du Chien, Wisconsin). Particularly, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Koestler failed to testify when the regulator investigated him for potentially violating FINRA rules. Here is a […]

Soreide Law Group is investigating possible investor claims against securities broker Gina Rea Kidd [CRD: 6658538, Bedford, Virginia]. Notably, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Supposedly, Kidd failed to testify during an investigation into possible FINRA rule violations. Here is a brief summary of FINRA’s allegations against Kidd. FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker James Parrelly AKA Jim Anthony Parrelly [CRD#: 728368, Dearborn, MI]. Evidently, FINRA sanctioned the securities broker, who worked for Investment Planners. Allegedly, Parrelly failed to testify when FINRA investigated the stockbroker for possible violations of FINRA rules. Here is a brief summary FINRA’s allegations […]