Anthony Saab Barred By FINRA, Linked To Fig Group Client Dispute About Unsuitable Advice

FINRA barred securities broker Anthony George Saab (also known as AG Saab) [CRD: 408501, Dallas, Texas], and an investor complained about him, according to public information on FINRA BrokerCheck. Evidently, Saab worked for The Fig Group LLC from June 9, 2005, to November 1, 2022, and later for Sunbelt Securities Inc. from September 9, 2022, to December 31, 2024. Keep reading for details about Saab’s disclosures and the related FINRA regulatory actions.

FINRA Sanctioned AG Saab For Failure To Provide Information

Particularly, on May 1, 2025, FINRA issued Case No. 2022074295801 sanctioning Anthony Saab for infractions. Specifically, Saab was permanently barred from associating with any FINRA member in all capacities. FINRA alleged that Saab failed to provide documents and information requested during an investigation into his sale of alternative investments.

According to FINRA, Saab refused to comply with a request made under FINRA Rule 8210 for documents and information relevant to its review of his alternative-investment sales while at The Fig Group LLC. Although Saab acknowledged receiving the request, he declined to produce the materials or respond to inquiries. By doing so, FINRA found that Saab violated Rules 8210 and 2010, which require registered persons to cooperate with investigations and to maintain ethical standards. Saab consented to the bar through a Letter of Acceptance, Waiver, and Consent (AWC) without admitting or denying the findings.

Anthony Saab Disclosed Unsuitable Recommendations Allegations By The Fig Group Client

Additionally, a client of The Fig Group LLC contested Anthony Saab’s sales practices by filing FINRA Arbitration No. 22-01711. Allegedly, Saab made unsuitable recommendations regarding the purchase of GWG L-Bonds. It appears that Saab caused the client to sustain damages. As a result, The Fig Group opted to address the matter after August 9, 2022, when the complaint was received; the case remains pending. The client requested $65,000 in damages.

Were You Impacted By Financial Advisor / Securities Broker AG Saab?

Did you experience losses because of Anthony Saab? You should contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Saab and brokerage firms he worked for deny accusations of sales practice violations.