April 12, 2023

FINRA Sanctions Archie Blood

finra fines and suspends broker by soreide law group

Soreide Law Group is looking into possible investor claims against securities broker Archie Abel Blood Jr. (also known as Bud Blood) (CRD: 1861277, Holland, Michigan). Particularly, FINRA sanctioned the securities broker, who worked for Cambridge Investment Research Inc. Allegedly, Blood engaged in private securities transactions. Here is a brief summary of FINRA’s allegations against Blood.

FINRA Sanctions Archie Blood For Private Securities Transactions

Evidently, on February 1, 2023, FINRA issued Case: 2021071992801, sanctioning Archie Blood for infractions. Specifically, Blood agreed to pay a $4,000 fine and serve a four-month suspension as a securities broker. Particularly, FINRA alleged that Blood engaged in private securities transactions involving $400,000 in unit purchase agreements.

Recent Employment Information

  • Blood stopped working for Cambridge Investment Research Inc. on November 4, 2021.

Damages Resulting From Cambridge Investment Research Inc. Securities Broker Archie Blood?

Have you experienced damages due to the actions of Archie Blood? If you have, then you can contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Blood and brokerage firms Blood worked for deny all allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

May 24, 2026
John Lowry Of Spartan Capital Securities LLC Charged With Violating Federal Securities Laws

Investors have reportedly disputed the sales practices of securities broker John Dennis Lowry [CRD: 4336146, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Lowry has been registered with Spartan Capital Securities LLC since July 10, 2008. See the following information to learn more about the disclosures involving […]

May 24, 2026
Michael Venturino Of Spartan Capital Securities LLC Barred By FINRA For Excessive Trading

Investors potentially experienced sales practice violations by securities broker Michael Christopher Venturino [CRD: 5872439, Dix Hills, New York], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Venturino worked for Spartan Capital Securities LLC from April 17, 2018, to February 2, 2023, Trident Partners Ltd. from July 1, 2017, to April […]

May 24, 2026
William Morris Of Cape Securities Fined By FINRA For Unsuitable Advice In GWG L Bonds

Investors might have sustained losses due to securities broker William Samuel Morris (also known as Bill Morris) [CRD: 1793507, Green Bay, Wisconsin], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morris worked for Cape Securities Inc. from April 21, 2020, to February 25, 2026, and Cape Investment Advisory Inc. from April 6, […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved