Investors have reportedly disputed the sales practices of securities broker Leo Rosner [CRD: 1011519, Beachwood, Ohio], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rosner worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. since August 2, 2019, after previously being registered with SagePoint Financial Inc. from November […]

Investors have reportedly disputed the sales practices of securities broker Dennis Bruce Lerner (also known as Denny Lerner) [CRD: 1007397, Big Rapids, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lerner worked for Cambridge Investment Research Inc. from April 26, 2011, to December 3, 2021. Read on to learn more about Lerner’s […]

Investors apparently complained about securities broker Robert Ronald Obraitis [CRD: 2124486, Lansdowne, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Obraitis worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. from February 21, 2014, to April 17, 2025, and has been registered with Summit Financial LLC since April 15, […]

Investors have reportedly disputed the sales practices of securities broker Jason Scott Pitts [CRD: 2150845, Ashburn, Virginia], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jason Pitts worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. from February 21, 2014, to August 1, 2024, and he has been […]

Investors potentially experienced sales practice violations by securities broker Robert Randolph Lott (also known as Randy Lott) [CRD: 712795, Birmingham, Alabama], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Lott worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning on May 27, 2020, and […]

Investors might have sustained losses due to securities broker Eric Delaney [CRD: 2886715, Mount Laurel, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Eric Delaney worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. from February 22, 2010 to November 6, 2024, before joining LPL […]

Investors might have sustained losses due to securities broker John Mickelson [CRD: 2628700, Logan, Utah], according to disclosures on FINRA BrokerCheck. Specifically, Mickelson worked for Cambridge Investment Research Inc. from October 19, 2012 to December 31, 2022, and for Crown Capital Securities, L.P. from January 3, 2023 to March 12, 2024. He joined CreativeOne Securities […]

Investors reportedly complained about securities broker John Brian Lee (also known as Brian Lee) [CRD: 2950037, Fort Worth, Texas], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Lee worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. from June 7, 2012 to August 25, 2021, and […]

One or more investors apparently complained about securities broker Matthew Ryan Stucke (also known as Matt Stucke) [CRD: 4840895, Milton, Georgia], according to publicly available disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It seems that Stucke has worked for Cetera Advisor Networks LLC since October 26, 2022, and Cetera Investment Advisers LLC since March […]