James F. Liebes, a securities dealer from Paradise Valley, Arizona, was ordered to pay more than more than $759,000 for selling fake stock shares to investors. Not only was Liebes selling stock in publicly traded companies that he didn't own, he wasn't registered to sell securities in the State of Arizona.
James F. Liebes and his Lanesborough Financial Group was ordered by the Arizona Corporation Commission to repay investors nearly $685,000 and pay a $75,000 administrative penalty. Lanesborough Group and Liebes were also sanctioned by the Commission for not disclosing to clients that he was facing an enforcement action that had been filed by the Commission's securities division.
Soreide Law Group represents clients nationwide before FINRA. If you have sustained investment losses due to your stock broker/financial advisor’s recommendations, call for a free consultation with an attorney on how to potentially recover those losses: 888-760-6552.
Investors potentially experienced sales practice violations by securities broker LI Kelly (also known as LI Ding) [CRD: 6115397, Brooklyn, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kelly worked for LPL Enterprise LLC from February 18, 2025, to November 12, 2025, HSBC Securities (USA) Inc. from October 10, […]
Investors have reportedly disputed the sales practices of securities broker Dominic I. Myers [CRD: 5107939, San Diego, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Myers worked for Cetera Wealth Services LLC from May 17, 2022, to the present, Cetera Investment Advisers LLC from June 29, 2023, to the […]
Investors might have sustained losses due to securities broker Michael Vernon Biggs (also known as Mike Biggs) [CRD: 1697481, Clarksville, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biggs worked for Equitable Advisors LLC since January 18, 2008. Investors are encouraged to continue reading to find out more about the […]
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