Soreide Law Group is investigating claims on behalf of former customers of stock broker Robert E. Waite. Robert Waite was formerly registered with Robert W. Baird & Co. and Wells Fargo Advisors (formerly Wachovia) in Chicago.
Soreide Law Group has been contacted by investors who have suffered significant investment losses with former broker Robert Waite in Chicago, Illinois. According to Mr. Waite's CRD record made available through FINRA’s BrokerCheck system, he was discharged in June, 2012, for failure to follow Baird & Co.’s procedures regarding producing information relevant to a customer claim.
Mr. Waite has been the subject of numerous customer complaints involving speculative and excessive trading. If you have suffered $100,000 in market losses investing with Mr. Waite, you may have a recovery claim. All consultations are free and there is never any fee unless there is a successful recovery of your investment losses. Soreide Law Group represents investors nationwide before the Financial Industry Regulatory Authority. Call (888) 760-6552 for a free consultation.
Investors potentially experienced sales practice violations by securities broker James Ward Margraf (also known as Jim Margraf) [CRD: 6517554, Springfield, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Margraf worked for Center Street Securities Inc. from August 22, 2016, to December 1, 2023. See the following information to discover more about […]
Investors might have suffered losses due to securities broker Michael Joseph Kelley [CRD: 1021878, Winter Park, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kelley worked for LPL Financial LLC from September 8, 2009, to the present and Charter Advisory Corporation from September 30, 1999, to the present. See […]
Investors potentially incurred losses because of securities broker Eric Lee Diamond (also known as Rick Diamond) [CRD: 1602991, Wellington, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Diamond worked for Fidelity Brokerage Services LLC from January 10, 2007, to the present, and Strategic Advisers LLC from March 31, 2025, to […]
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