Soreide Law Group is investigating claims on behalf of former customers of stock broker Robert E. Waite. Robert Waite was formerly registered with Robert W. Baird & Co. and Wells Fargo Advisors (formerly Wachovia) in Chicago.
Soreide Law Group has been contacted by investors who have suffered significant investment losses with former broker Robert Waite in Chicago, Illinois. According to Mr. Waite's CRD record made available through FINRA’s BrokerCheck system, he was discharged in June, 2012, for failure to follow Baird & Co.’s procedures regarding producing information relevant to a customer claim.
Mr. Waite has been the subject of numerous customer complaints involving speculative and excessive trading. If you have suffered $100,000 in market losses investing with Mr. Waite, you may have a recovery claim. All consultations are free and there is never any fee unless there is a successful recovery of your investment losses. Soreide Law Group represents investors nationwide before the Financial Industry Regulatory Authority. Call (888) 760-6552 for a free consultation.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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