Soreide Law Group is investigating claims on behalf of former customers of stock broker Robert E. Waite. Robert Waite was formerly registered with Robert W. Baird & Co. and Wells Fargo Advisors (formerly Wachovia) in Chicago.
Soreide Law Group has been contacted by investors who have suffered significant investment losses with former broker Robert Waite in Chicago, Illinois. According to Mr. Waite's CRD record made available through FINRA’s BrokerCheck system, he was discharged in June, 2012, for failure to follow Baird & Co.’s procedures regarding producing information relevant to a customer claim.
Mr. Waite has been the subject of numerous customer complaints involving speculative and excessive trading. If you have suffered $100,000 in market losses investing with Mr. Waite, you may have a recovery claim. All consultations are free and there is never any fee unless there is a successful recovery of your investment losses. Soreide Law Group represents investors nationwide before the Financial Industry Regulatory Authority. Call (888) 760-6552 for a free consultation.
Investors apparently complained about securities broker Ryan Thomas Racine [CRD: 5398642, Ann Arbor, Michigan], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Racine has worked for Hantz Financial Services Inc. since January 18, 2008, as a securities broker. He has been associated with the firm since August 18, 2011, as a financial […]
Investors may have suffered financial harm by securities broker Rachel Broytman [CRD: 6123655, Staten Island, New York], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Broytman worked for Pruco Securities LLC from November 30, 2018, to November 14, 2024, and Prudential Financial Planning Services from July 12, 2021, to November 14, […]
Investors might have been negatively impacted by securities broker John Andrew Scriffiny [CRD: 7431849, Vienna, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scriffiny has been associated with Florida Financial Advisors since August 30, 2021, and Trinity Wealth Securities LLC since January 28, 2022. See below to learn more about a regulatory […]
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