Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Marc Harrison [CRD#: 1605568, New York, NY]. Marc Harrison worked for several firms during his career. He has been registered with Reid & Rudiger LLC since November 8, 1999, in New York, New York. Previously, Harrison worked for Emmett A Larkin Company, Inc. in […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Sanjay Mathur (also known as Sanjay Mather) [CRD: 1144243, Irvine, California]. Mathur has over 41 years of experience in the financial industry, working for nine different firms during his career. Notably, Mathur’s employment history includes his current registration as financial advisor / securities broker […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker George Apolonides (also known as George Apollo) [CRD: 3101928, Garden City, New York]. Apolonides, previously registered as a broker, has over 23 years of experience in the securities industry, with affiliations at seven firms. Most recently, he worked for Spartan Capital Securities, LLC from […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Guy Gregory Clemente [CRD: 1222597, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Clemente worked for several firms, including Andrew Garrett Inc. from February 27, 2007, to January 2, 2024, and Aegis […]

Financial Industry Regulatory Authority (FINRA) barred securities broker Robert Steven Meyer [CRD: 3074785, Point Pleasant Beach, New Jersey], and some of his former clients complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Meyer worked for Monmouth Capital Management LLC from July 25, 2018, to June 9, 2023. Here’s more on […]

Investors might have sustained losses due to securities broker William Lief Collins (also known as Bill Collins) [CRD: 2787822, Farmington Hills, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, William Collins worked for Morgan Stanley from May 28, 2010, to September 21, 2023. Keep reading to learn more about the securities […]

Investors possibly experienced losses due to securities broker Ronald Michael Reilly (also known as Ron Reilly) [CRD: 1275745, Park City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronald Reilly joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on January 3, 2011. Read below for additional information about Ronald […]

Investors might have sustained losses due to securities broker Robert Spaulding Gleason Jr. [CRD: 1415067, Owensboro, Kentucky], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robert Gleason worked for IFP Securities LLC from February 2, 2022, to May 6, 2022, and Cantella Co. Inc. from November 21, 2016, to December 23, 2021. […]

FINRA sanctioned securities broker Arthur Bruce McQuaide [CRD: 4581876, Garden City, New York], and an investor complained about him, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Arthur McQuaide worked for Spartan Capital Securities LLC from January 26, 2016, to December 22, 2022. Keep reading to learn more about the securities broker’s disclosures. McQuaide […]