Bobby Sullins Discloses Allegations Of Failure To Respond To FINRA

Soreide Law Group is investigating possible investor claims against securities broker Bobby Sullins (CRD: 4173425, Pell City, Alabama). Notably, FINRA sanctioned the securities broker, who worked for BBT Securities LLC. Allegedly, Sullins failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Sullins.

FINRA Sanctions Sullins For Failure To Respond To FINRA

Supposedly, on December 10, 2021, FINRA issued FINRA Case No. 2021070304001 sanctioning Bobby Sullins for infractions. Specifically, Sullins was barred as a securities broker. Notably, FINRA alleged that Sullins failed to respond to FINRA’s request for information.

In accordance with FINRA Rule 9552(h) and based on the Notice of Suspension and Suspension from Association letters from FINRA on September 7, 2021, and October 1, 2021, respectively, Sullins cannot associate with any FINRA member in any capacity, effective from December 10, 2021. Sullins did not request the termination of his suspension within the three-month timeframe specified in the Notice of Suspension. Consequently, he is automatically barred from any association with a FINRA member in any capacity.

BBT Securities LLC Disaffiliates With Bobby Sullins For Failure To Comply With Internal Investigation

Evidently, BBT Securities LLC disaffiliated with Sullins on January 13, 2021. Allegedly, Sullins did not comply with an internal investigation.

Sullins Employment Information

• Sullins worked for BBT Investment Services Inc. in Pell City, Alabama, as a securities broker from July 13, 2010, to January 2, 2018.
• Sullins worked for BBT Securities LLC in Southside, Alabama, as a securities broker from January 2, 2018, to February 9, 2021.

Damages Resulting From BBT Securities LLC Securities Broker Sullins?

Did you sustain damages by investing with Bobby Sullins? If you have, reach out to Soreide Law Group at (888) 760-6552 and talk with an investment lawyer about a possible recovery of your losses. Soreide Law Group, who has recovered money for investors across the United States, represents clients on a contingency fee basis and advances costs. Sullins and brokerage firms Sullins worked for deny accusations against them.