December 20, 2011

Boca Raton Rep Barred by FINRA

business man holding his head with text asking questions about stock broker misconduct
Joseph Alphonse Vitale (CRD #5223467, Registered Representative, Boca Raton, Florida)
 
has been barred from association with any FINRA member in any capacity. The sanction was based on findings that Vitale failed to respond to FINRA requests for information.
 
(FINRA Case #2009017585202)
 
This information is from FINRA’s website’s Disciplinary Actions, December, 2011.
 
Securities Attorney, Lars Soreide, of Soreide Law Group, PLLC, has represented clients nationwide. If you or a family member have experienced losses through Joseph Alphonse Vitale, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses. To speak with an attorney, call 888-760-6552, or visit www.securitieslawyer.com.

Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.

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