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August 12, 2014
Lars Soreide, of Soreide Law Group, Quoted in Texas Newspaper Regarding Clients He is Representing Against Matthew A. Bell and WFG Investments, Inc.

In an August 8, 2014, SAN ANTONIO EXPRESS NEWS article, Patrick Danner writes about the stock broker Matthew A. Bell, and others, charged with securities fraud. Bell was arrested last month after he, along with six others, were indicted in a $300 million stock manipulation scheme. The Securities and Exchange Commission (SEC) also filed civil […]

February 15, 2013
Did You Invest with Former LPL Broker, Alberto Neira?

Securities Lawyer, Lars Soreide of Soreide Law Group, PLLC, recently announced that he is investigating claims against Linsco Private Ledger (LPL Financial) for investors who have suffered losses by former LPL broker Alberto Neira. The clients of former LPL representative Alberto Neira were solicited to invest in the now defunct Silver Oak Leasing – a […]

February 13, 2013
Lars Soreide, Florida Attorney, Helps Alleged Rip-Off Victims of Broker Jesse Litvak

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February 11, 2013
FINRA Filings from Conservative Investors Who Were Sold Complex Products is on the Rise

Financial regulators are confronting investor frauds that are giving retirement savers steep losses on complex products that until a few years ago were aimed only at the most sophisticated investors, writes Nathaniel Popper in a New York Times article from Feb. 11, 2013. These victims are among the millions of Americans whose mutual funds and […]

February 5, 2013
FINRA Backtracks on Plan to End 5% Markup Rule. Investors Check Your Order Tickets.

In a FINRA NTM 13-07 posted last Thursday on its website, FINRA asked for comment on an updated proposal that would keep the 5% guideline in place. The action follows complaints about an earlier proposal to eliminate the 5% rule for markups and markdowns. In other words, any FINRA broker/dealer can make up to 5% […]

February 1, 2013
What You Should Consider Before Investing in Tenant-In-Common (TIC) Investments

There are many real estate investors attracted to Tenant-In-Common (TICs) for the purported tax savings through the like kind exchange provisions in the IRS code Section 1031, which allows for the investor a deferral of capital gains. Up until 2013, the capital gains rate was only 15%. Investors need to calculate the net amount of […]

January 24, 2013
FINRA Fines and Suspends Reps

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2013.” Charles Tuttle Mason aka Chip Mason (CRD #2206257, Registered Principal, St. Pete Beach, Florida) and Darren Duane Gibson (CRD #2311950, Registered Representative,Oceanside, California) were each fined $5,000 and suspended from association with any FINRA member in any capacity for three […]

January 22, 2013
Sarasota, FL, Rep Barred by FINRA

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2013.” William Earl Manley (CRD #1177744, Registered Representative, Sarasota, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Manley consented to the described sanction and to the entry of findings that he […]

January 13, 2013
Did You Invest With Beverly Hills Broker Bambi Holzer?

Soeide Law Group is currently investigating broker, Bambi I. Holzer, CRD #1088028. Ms. Holzer is currently a registered representative with Newport Coast Securities of Beverly Hills, CA. There have allegedly been numerous (over 50) reports filed against her in her 25+ year career, and over $11 million in awards and settlements. Several of these complaints […]

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